Search for: "UBS AG"
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14 Jun 2010, 4:54 pm
It has been more than three years since UBS whistleblower extraordinaire Bradley Birkenfeld approached the DOJ, IRS, and SEC with information about potential tax evasion by U.S. clients facilitated by UBS AG. [read post]
31 Jul 2009, 3:58 am
From the WSJ blog:In a major break in a massive tax-evasion investigation, UBS AG and the governments of Switzerland and the U.S. have reached a settlement that could force UBS to turn over identities of thousands of account holders, a Justice Department attorney told a U.S. [read post]
8 Aug 2022, 4:02 am
UBS Securities, LLC, UBS AG, Defendants/Appelants/Cross-Appellees (2Cir Opinion)Weymouth Man Pleads Guilty to Market Manipulation Conspiracy / Defendant conspired with manipulative stock traders in China and United States (DOJ Release)Los Angeles Man Pleads Guilty to Insider Trading Conspiracy (DOJ Release)CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets (CFTC Release)Digital Signatures / FINRA Reminds Firms of Their Obligation to Supervise for… [read post]
9 Mar 2016, 2:33 am
The Court of Appeal affirmed the Upper Tribunal’s finding in respect of UBS, and allowed DB’s appeal. [read post]
7 Apr 2011, 6:31 pm
This action is a follow-up to a action that was brought in 2008 against UBS AG which resulted in an estimated 18,000 UBS AG account holders making voluntary disclosures under the 2009 Offshore Voluntary Disclosure Initiative and numerous criminal cases being brought. [read post]
18 Apr 2018, 4:00 pm
According to a recent report released by UBS Global Wealth Management, 56% of married women leave the financial planning and investment decisions to their husbands. [read post]
4 Mar 2008, 2:34 pm
Last week, HSH Nordbank AG, a German bank, sued UBS claiming that UBS had dumped troubled mortgage investments on HSH and other investors and had mismanaged a CDO named North Street 2002-4. [read post]
15 Sep 2006, 11:33 am
WestLB AG, 2006 WL 2597900 (S.D.N.Y. [read post]
14 Aug 2009, 12:00 pm
It has invited 52,000 UBS AG account holders to the table. [read post]
2 Apr 2009, 3:21 pm
Pamela MacClean, NLJ, law.com, Oregon AG asks that state employee pension fund be named co-lead plaintiff in UBS securities fraud class action Allan Lengel, Ticklethewire,com, Commentary: Justice Failed to Deliver Justice in the Sen. [read post]
4 May 2011, 7:04 pm
Carl Lietz, Federal Criminal Lawyer Blog, Federal Criminal Rules Should Require Prosecutors To Turn Over Witness Lists DOJ Press Release, UBS AG Admits to Anticompetitive Conduct by Former Employees in the Municipal Bond Investments Market and Agrees to Pay $160... [read post]
20 Jan 2011, 10:51 am
Our tax attorneys noted a recent case in which a woman is accused of hiding $750,000 in an offshore bank account set up by her father with Swiss banking giant UBS AG. [read post]
17 Jan 2011, 8:28 pm
UBS AG Finance, City of Detroit Securities Fraud Attorneys UBS, Institutional Investors Securities Blog [read post]
11 Sep 2012, 11:01 am
A former UBS AG banker who is under home confinement for helping a wealthy client evade U.S. tax collectors will get a $104 million whistleblower reward from the Internal Revenue Service. [read post]
18 Jun 2009, 8:23 am
Court of Appeal (Criminal Division) T & Ors R v [2009] EWCA Crim 1035 (05 June 2009) Court of Appeal (Civil Division) Adler v Ananhall Advisory & Consultancy Services Ltd [2009] EWCA Civ 586 (18 June 2009) UBS AG & Anor v HSH Nordbank AG [2009] EWCA Civ 585 (18 June 2009) Greenstein & Anor v Broome and Wellington [...] [read post]
7 Mar 2014, 6:53 am
., Deutsche Bank AG, UBS AG and Depfa Bank Plc forced the city of Milan to enter into an interest-rate swap agreement that ended up costing the city millions when the banks sold derivatives on the bonds. [read post]
14 Apr 2008, 6:58 am
UBS AG senior economic adviser George Magnus says that if individual governments fail to take active and unorthodox steps to address the attack on credit markets, the global economy will plunge into a death spiral. [read post]
30 Mar 2009, 5:06 am
UBS AG and its affiliates (“UBS”) commenced arbitration against Lakah Funding Limited, the primary obligor and issuer of certain Eurobonds, and against four guarantors of the bonds. [read post]
20 May 2014, 12:38 pm
Kohn (who also served as one of the attorneys for UBS tax whistleblower Bradley Birkenfeld), issued the following statement regarding the U.S. government’s prosecution of Credit Suisse bank: “On May 19, 2014 the Swiss bank Credit Suisse AG pleaded guilty to helping wealthy Americans avoid taxes and paid a $2.6 billion fine. [read post]
1 Mar 2007, 11:25 am
The individuals charged include a Morgan Stanley lawyer and her husband, an institutional client manager in the equity research department UBS AG’s securities unit, registered representatives in the securities businesses of Bear Stearns Cos. and Bank of America Corp. and several hedge fund employees. [read post]
