Search for: "US COMMODITY FUTURES TRADING COMMISSION"
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21 Aug 2023, 7:47 am
Professor Family lends her expertise to policy discussions about the future of administrative law and immigration law. [read post]
17 Aug 2023, 11:39 am
HE CAN BE REACHED AT JEFF@JEFFNEWMANLAW OR BY CALLING 617-823-3217 The post Whistleblower alert: Commodities Futures Trading Commission seeking submissions on fraud in the carbon credit trading markets appeared first on Jeff Newman Law. [read post]
15 Aug 2023, 9:01 pm
” It was that same year that the staff at the Commodity Futures Trading Commission (CFTC) began looking into this. [read post]
14 Aug 2023, 8:45 am
The CTA defines “ownership interest” as any instrument, contract, arrangement, understanding, or mechanism used to establish ownership (such as any equity, stock, capital, or profit interest). [read post]
14 Aug 2023, 8:45 am
The CTA defines “ownership interest” as any instrument, contract, arrangement, understanding, or mechanism used to establish ownership (such as any equity, stock, capital, or profit interest). [read post]
12 Aug 2023, 5:34 pm
After a detailed analysis, IOSCO has determined that the ISSB Standards are appropriate to serve as a global framework for capital markets to develop the use of sustainability-related financial information in both capital raising and trading and for the purpose of helping globally integrated financial markets accurately assess relevant sustainability risks and opportunities. [read post]
11 Aug 2023, 9:37 am
Commodity Futures in the News Recently, the Commodity Futures Trading Commission issued orders simultaneously filing and settling charges against swap dealer and futures commission merchant (FCM), who are affiliated with four financial institutions. [read post]
10 Aug 2023, 7:00 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office posted Notices of Covered Actions (NCAs) for recordkeeping charges filed against major financial institutions. [read post]
9 Aug 2023, 9:01 pm
Within the US banking system, there are likely to be competitive shifts as banking institutions that do not engage in activities most impacted by the Capital Proposal (e.g., trading activities, fee or commission-based activities) benefit on a [read post]
8 Aug 2023, 9:31 am
Separately, the Commodity Futures Trading Commission announced settlements with Wells Fargo Bank NA, Wells Fargo Securities, LLC, BNP Paribas Securities Corp., BNP Paribas S.A., SG Americas Securities, LLC, Société Générale S.A., Bank of Montreal, and Wedbush Securities Inc., for related conduct. [read post]
1 Aug 2023, 4:02 pm
The Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS) also released statements honoring the day. [read post]
1 Aug 2023, 7:28 am
” Kohn explains that following the passage of the Dodd-Frank Act, the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) did not predict the transnational reach of their programs and did not involve global actors in their rulemaking process. [read post]
31 Jul 2023, 11:34 am
” Among the agencies which recognized National Whistleblower Day this year were two with hugely important whistleblower award programs: the Commodity Futures Trading Commission (CFTC) and Internal Revenue Service (IRS). [read post]
31 Jul 2023, 11:26 am
Securities and Exchange Commission and the Commodity Futures Trading Commission over its employees’ use of messaging applications that broke record-keeping rules. [read post]
30 Jul 2023, 9:01 pm
By following the mandates of the Strategy in drafting regulations, FinCEN will be able to set up a whistleblower program that protects and compensatea whistleblowers in extreme danger worldwide The AML Whistleblower Improvement Act was modeled off the whistleblower provisions of the Dodd-Frank Act, which established the successful whistleblower programs of the Securities and Exchange Commission (“SEC”) and Commodities and Futures Trading Commision… [read post]
28 Jul 2023, 1:02 pm
In August of 2021, The Securities and Exchange Commission stated that John J. [read post]
28 Jul 2023, 12:30 pm
Online prediction market PredictIt allows people to make bets on the outcome of political events, which is the sort of "event contract" that normally requires one to be registered with the Commodities Futures Trading Commission. [read post]
28 Jul 2023, 11:31 am
On Wednesday (July 26), Senator Chuck Grassley (R-Iowa) announced his bipartisan charge to adopt legislation to strengthen the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
26 Jul 2023, 12:11 pm
The bill is heralded by whistleblower advocates as a necessary fix to the funding crisis facing the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
24 Jul 2023, 9:01 pm
Senate two weeks ago seeks “to bring crypto assets within the regulatory perimeter” by granting oversight responsibility to the Commodity Futures Trading Commission (CFTC) for most forms of cryptocurrency. [read post]
