Search for: "W C Investment Holdings Inc" Results 141 - 160 of 226
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18 May 2015, 8:57 am by WIMS
"     The Appeals Court denied the Home Builders challenge and ruled, "We hold that Home Builders' case for standing, although since supplemented with new declarations from members adding factual detail to their assertions of injury, is materially unchanged and thus precluded by Home Builders I. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
Managers who no longer qualify for SEC registration as of the time of filing the annual Form ADV amendment must withdraw from SEC registration within 180 days after the end of their fiscal year (June 30, 2024, for most managers), by filing a Form ADV-W. [read post]
2 Jan 2024, 10:01 am by Robin E. Kobayashi
For example, are securities broker-dealers employees of the investment firm or are they independent contractors? [read post]
20 Jun 2014, 10:14 am by John Elwood
Hana Financial, Inc. v. [read post]
2 Apr 2012, 6:15 am by Mandelman
Now, in case you have never considered the job description for members of the Board of Trustees at a college or university… you can be sure there’s some fund raising involved… not let’s hold a raffle fund raising… I’m talking BIG TIME fundraising… the kind of fundraising one does by calling on alums who have made it to the top. [read post]
20 Jul 2013, 10:39 am by Larry Catá Backer
(Pix (c) Larry Catá Backer 2013) In his 2004 Storrs Lecture, Gunther Teubner asked:how is constitutional theory to respond to the challenge arising form three current major trends—digitization, privatization and globalization—for the inclusion/exclusion problem? [read post]