Search for: "Wachovia Bank"
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9 Jan 2012, 12:58 am
Among other things, the year’s settlements included the largest settlement yet as part of the wave of litigation, the $627 million settlement in Wachovia Preferred Securities Litigation. [read post]
4 Jan 2012, 12:33 am
The 2011 settlements include the largest so far in subprime and credit crisis-related cases, the $627 million Wachovia bondholders settlement, about which refer here. [read post]
31 Dec 2011, 3:13 pm
Folks with MBAs can destroy companies like Washington Mutual, Wachovia (bought by Wells Fargo to avert destruction), Merrill Lynch (bought by Bank of America on the eve of destruction back in 2008 and as the CEO bought an $87,000 area rug for his office), Lehman Brothers, AIG (if not for the bail out it received), and Bank of America (perhaps? [read post]
29 Dec 2011, 1:28 pm
The Fourth Circuit delivered a lump of coal right before Christmas to a Wachovia shareholder whose 100,000 shares of the Bank's stock, once worth about $5.6 million, sank into near worthlessness when Wachovia failed. [read post]
28 Dec 2011, 8:16 pm
In this recent order, Judge King denied motions by Wachovia and Wells Fargo seeking arbitration. [read post]
26 Dec 2011, 1:02 am
See Wachovia Bank v. [read post]
23 Dec 2011, 6:17 pm
(He also delivers a few punches to Union Bank in San Diego, which was in Issa's district, as well as Wachovia.) [read post]
23 Dec 2011, 8:57 am
GE Funding is the fifth financial institution to settle with the multistate working group in the ongoing municipal bond derivatives investigation following Bank of America, UBS AG, JP Morgan and Wachovia. [read post]
20 Dec 2011, 1:47 pm
A subsidiary of Wells Fargo Bank, Wells Fargo Investments LLC changed its name to Wells Fargo Advisors LLC in March 2010 when it merged with Wachovia Securities LLC at the same time its parent bank merged with Wachovia Bank. [read post]
17 Dec 2011, 7:32 pm
Wells to pay $2M to settle claims broker sold unsuitable investments to seniors, Investment News, December 15, 2011 Wells Fargo Fined by Finra Selling Structured Notes to Aged, Bloomberg, December 15, 2011 More Blog Posts: Broker-Dealers are Making Reverse Convertible Sales That are Harming Investors, Says SEC, Stockbroker Fraud Blog, July 28, 2011 RBC Wealth Management Unit Ferris Baker Watts to Pay Investors Restitution Over Reverse Convertible Notes Allegations, Says FINRA, Stockbroker Fraud… [read post]
16 Dec 2011, 2:00 am
” 4) The D & O Diary: Two Questions: Bank Closures Winding Down? [read post]
15 Dec 2011, 7:42 pm
Bair) was that there was a valid reason for Citigroup being the only large banking organization to oppose Sheila as "Servicing Czar". [read post]
15 Dec 2011, 7:40 am
Wachovia used practices known as "last looks" (where Wachovia [read post]
14 Dec 2011, 2:45 pm
Wells Fargo Bank, N.A., successor by merger to Wachovia Bank N.A., has agreed to pay $46 million to settle charges brought by the Securities and Exchange Commission that Wachovia fraudulently rigged bids in municipal bond reinvestment transactions in 25 states and Puerto Rico. [read post]
14 Dec 2011, 6:40 am
Wachovia Bank (now a part of Wells Fargo Bank) will pay $148 million to federal and state agencies and municipalities after admitting to anticompetitive activity in the municipal bonds market. [read post]
12 Dec 2011, 6:48 am
Wells Fargo & Co. has agreed to pay $148 million to settle charges against Wachovia Bank, which Wells Fargo acquired in 2008. [read post]
12 Dec 2011, 6:00 am
The SEC charged Wachovia Bank N.A. with fraudulently engaging in secret arrangements with bidding agents to improperly win business from municipalities and guarantee itself profits in the reinvestment of municipal bond proceeds. [read post]
9 Dec 2011, 5:25 am
Settling Differences: The New York Times reports on Wachovia Bank's $148 million settlements with the Justice Department and Securities and Exchange Commission to resolve allegations the bank rigged bids in the municipal securities market. [read post]
9 Dec 2011, 5:12 am
In a $148 million bond fraud deal, Wachovia admitted guilt to the Justice Department, but not the Securities and Exchange Commission, reports Edward Wyatt of The New York Times. [read post]
8 Dec 2011, 8:02 pm
Wells Fargo & Co. has agreed to settle for $148 million the civil claims and criminal charges accusing Wachovia Bank of taking part in a bid-rigging scam with other financial firms and overcharging local and state governments on their investments. [read post]
