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29 Nov 2023, 2:23 pm
(CRD#:5685), Alpena, MI, B, 03/25/2017 – 02/09/2018, MML INVESTORS SERVICES, LLC (CRD#:10409), ALPENA, MI B, 10/08/2007 – 03/25/2017, MSI FINANCIAL SERVICES, INC. [read post]
28 Nov 2023, 10:19 am
FINRA BrokerCheck Report – Hector Hernandez According to this FINRA BrokerCheck report, Hector Hernandez was affiliated with the following firms during his career, among others: 12/22/2021 – 04/08/2022, PEAK BROKERAGE SERVICES, LLC (CRD#:157045), San Antonio, TX, B, 07/18/2012 – 12/17/2021, MONEY CONCEPTS CAPITAL CORP (CRD#:12963), Shavano Park, TXB, 10/09/2008 – 07/06/2012, NEXT FINANCIAL GROUP, INC. [read post]
27 Nov 2023, 3:16 pm
Solutions Law Press, Inc. invites you to receive future updates by registering on our Solutions Law Press, Inc. [read post]
26 Nov 2023, 6:52 am
Services Segment Growth While the services segment grows at a slower rate than software, with a CAGR of 6.73%, it maintains a larger share of the overall market. [read post]
24 Nov 2023, 6:08 pm
Greene’s Energy Group, LLC, 138 S. [read post]
21 Nov 2023, 3:15 pm
That SRMC resolution Agreement followed an OCR investigating a January 4, 2012 Los Angeles Times article report that two SRMC senior leaders had met with media to discuss medical services provided to a patient. [read post]
20 Nov 2023, 6:49 pm
By: Patrick Paulsen In the ever-evolving world of law, the advent of generative artificial intelligence (AI) is reshaping traditional practices and methodologies, as well as raising concerns about its prejudices, lack of ethics and regulations, and abilities to make certain person-provided services automated or redundant. [read post]
15 Nov 2023, 6:26 am
In addition, the SEC obtained judgments from federal courts ordering: Danske Bank, a multinational financial services corporation, to pay a $178.6 million civil penalty to resolve charges that it misled investors about its anti-money laundering compliance program and failed to disclose risks posed by the program’s significant deficiencies; and Vale S.A. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
15 Nov 2023, 1:14 am
One of the most iconic and well-recognized memorabilia of American endeavors in space is the first footprint on the moon, left by astronaut and American hero Neil Armstrong. [read post]
14 Nov 2023, 9:01 pm
“The breadth and complexity of the issues addressed in our actions filed last year demonstrate the staff’s unwavering resolve, including when confronted by well-heeled adversaries, to doggedly pursue bad actors in every corner of the securities industry and hold them accountable for their transgressions. [read post]
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
14 Nov 2023, 6:31 am
Posted by Subodh Mishra, Institutional Shareholder Services, on Tuesday, November 14, 2023 Editor's Note: Subodh Mishra is Global Head of Communications at Institutional Shareholder Services (ISS) Inc. [read post]
13 Nov 2023, 10:58 am
New York Fines A.G.I.A. $190,000 for Affinity Group BusinessThe New York Department of Financial Services (NYSDFS) entered into a Consent Order with A.G.I.A., Inc. on November 3, 2023, for violations related to multiple aspects of the Company’s affinity group life as well as group accident and health insurance business. [read post]
13 Nov 2023, 5:05 am
Christie’s Fine Art Storage Services, Inc., a similar suit was brought against Christie’s in a New York state court by the property insurer for the estate of American artist LeRoy Neiman, whose art collection was damaged by Hurricane Sandy’s floodwaters .[13] Mirroring the AXA case, the New York state court’s final ruling, declared that in their contract with Christie’s Fine Art Storage Services, Neiman, had waived their insurers’ right… [read post]
10 Nov 2023, 1:35 pm
Similarly, for taxable years beginning in 2024, $16,810 is the maximum credit allowed under § 23 for an adoption of a special needs child as well as for other adoptions. [read post]
10 Nov 2023, 7:44 am
(CRD#:15699) FINRA expelled the firm on 06/01/2017, SMITHTOWN, NY B, 06/22/2012 – 06/06/2013, COLORADO FINANCIAL SERVICE CORPORATION (CRD#:104343), SMITHTOWN, NY B, 12/11/2008 – 06/21/2012, BROOKSTONE SECURITIES, INC. [read post]
9 Nov 2023, 9:01 pm
Once again, I worked with Scott on enforcement recommendations from his group. [read post]
9 Nov 2023, 1:48 pm
Solutions Law Press, Inc. invites you receive future updates by registering on our Solutions Law Press, Inc. [read post]
9 Nov 2023, 1:07 pm
Similarly, for taxable years beginning in 2024, $16,810 is the maximum credit allowed under § 23 for an adoption of a special needs child as well as for other adoptions. [read post]
