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8 Jun 2020, 12:36 pm
Bank of America Corp. [read post]
7 Aug 2019, 7:33 am
The Independent Community Bankers of America (ICBA) also voiced its support for the proposed amendments. [read post]
5 Aug 2013, 6:16 am
According to a report issued by the World Bank Statistics, the population of senior citizens in the world has been on a steady rise since 1948. [read post]
17 Oct 2013, 10:23 pm
Secure the future of a business no matter if you’re independently wealthy, launching with bank loans or saving every penny that comes in, by meeting with Eric Lanigan or Roddy Lanigan for asset planning. [read post]
7 May 2018, 3:27 am
As discussed in a prior post, in April 2017, following an independent board investigation, the bank imposed compensation clawbacks totaling over $180 million on certain former bank executives for their involvement in the fraudulent account scandal. [read post]
13 Apr 2018, 4:07 am
This report is one in a multi-part series covering multi-family real estate, a sub-sector of the commercial real estate investment banking market. [read post]
17 Feb 2010, 5:00 am
When the Commission inked the settlement with Bank of America (yet to be approved by Judge Rakoff), it included some corporate governance reforms. [read post]
15 Mar 2015, 7:35 pm
Does the independent investment advisor become a fiduciary to preneed consumers? [read post]
30 Apr 2020, 7:44 am
These were the main findings of an independent study carried out by my team at Edgar, Dunn & Company (EDC). [read post]
19 Jul 2011, 12:36 am
Conflicts of interest could undermine the credibility of the evaluations, which are carried out by independent contractors hired by the banks, critics have said. [read post]
1 Feb 2012, 4:30 pm
In addition, the ring-fenced bank would be legally and operationally independent from the rest of its corporate group. [read post]
24 Mar 2020, 12:30 pm
Importantly for a parent company the controls an ILC that is exempt from the Bank Holding Company Act (BHCA) definition of a “bank,” such parent company will not be subject to restrictions in the BHCA and Federal Reserve Board Regulation Y on nonbanking activities imposed on a bank holding company or a financial holding company. [read post]
27 Nov 2022, 3:06 pm
The agency’s declaration of independence from future congressional appropriations echoed the Senate Banking Committee’s own explanation of the new agency’s power just a few years earlier. [read post]
12 Feb 2008, 8:41 am
Seventy-two firms have instituted director-resignation policies, while other companies have abolished slate voting in board elections and hired independent executive pay advisors. [read post]
22 Feb 2022, 11:07 am
The Swiss private bank is accused of opening and maintaining accounts for high-risk clients, including for some criminals involved in human trafficking. [read post]
27 Feb 2018, 7:28 am
For example, promises of favorable research coverage should be prohibited, and analysts should be prevented from participating in pitches alongside corporate advisory or investment banking staff within the firm.Measure 2: After an underwriting or placing mandate has been awarded, regulators should consider requiring firms to take steps to prevent a connected analyst’s views and research from being improperly influenced and to ensure that the analyst remains independent. [read post]
15 Mar 2012, 2:58 pm
Currently, the PCAOB has set out a concept release on mandatory auditor rotation as a means of enhancing the independence of outside auditors. [read post]
27 Oct 2014, 5:40 am
As the court explains in the opening sentence of its opinion, the plaintiff in the civil suit,Regions Bank, d/b/a Regions Morgan–Keegan Trust (“the Bank”), as independent administrator of the estates of Sheri Coleman, Garett Coleman, and Gavin Coleman, appeals from an order of the circuit court of Monroe County dismissing with prejudice its claims against the defendant, Joyce Meyer Ministries, Inc., on the ground that the plaintiff failed to state any… [read post]
24 Nov 2023, 1:12 pm
It includes not just joint assets like a jointly owned house or shared bank accounts. [read post]
2 May 2010, 6:07 pm
The guy who's face is on the $100 bill signed the Declaration of Independence then said "We must hang together, gentlemen...else, we shall most assuredly hang separately". [read post]
