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9 Mar 2024, 6:30 am
In light of Exxon’s outsized legal resources relative to those of the non-profit Follow This and the small socially responsible investor Arjuna (less than $400 million in assets under management as of March 2023), the action was viewed as akin to a SLAPP suit, potentially freezing corporate democracy with regard to shareholder resolutions. [read post]
9 Mar 2024, 6:30 am
In light of Exxon’s outsized legal resources relative to those of the non-profit Follow This and the small socially responsible investor Arjuna (less than $400 million in assets under management as of March 2023), the action was viewed as akin to a SLAPP suit, potentially freezing corporate democracy with regard to shareholder resolutions. [read post]
30 Aug 2009, 12:47 pm
We expect that she will be a great asset to our versatile securities, white collar defense and commercial litigation practice. [read post]
28 Apr 2009, 9:18 am
These cases are currently stayed subject to the resolution of a related FINRA (Financial Industry Regulatory Authority) arbitration action. [read post]
9 Aug 2021, 8:39 am by zamansky
The Employee Retirement Income Security Act (ERISA) establishes standards for managing pension assets. [read post]
21 Feb 2023, 7:04 am by Zamansky LLC
Citigroup Inc. is an investment firm headquartered in New York with more than $700 billion in assets under management. [read post]
13 Sep 2021, 2:00 am by Annsley Merelle Ward
For example, Judge Holderman recounted his overseeing the In re Innovatio IP Ventures, LLC Patent Litigation. [read post]
21 Jul 2022, 10:44 am by Dennis Crouch
by Dennis Crouch Symbiont Nutrition, LLC v. [read post]
25 Nov 2020, 8:24 am
This means that you and your spouse work together to reach an agreement on all important decisions in your divorce resolution. [read post]
30 Aug 2022, 11:46 am
Contact a DuPage County, Illinois Collaborative Divorce Lawyer Collaborative divorce is an alternative resolution method that may help divorcing spouses reach an agreement about asset division, child-related issues, spousal maintenance, and other divorce concerns without litigation. [read post]
23 Jan 2019, 12:09 am
Our helpful and compassionate Lombard divorce lawyers will do everything possible to reach the resolution you desire for your divorce. [read post]
16 Apr 2020, 1:55 am by Parks & Jones
Corporate Resolutions and Minutes Corporate resolutions are used for things such as appointing officers and directors and making other significant company-level decisions. [read post]
12 Jun 2023, 2:08 pm by The White Law Group
   Based in El Segundo, California, Cetera Advisor Networks, LLC (CRD #13572), has a staff of 2,519 advisors and $50 billion in assets under management. [read post]
29 Mar 2017, 6:59 am by Renae Lloyd
When a broker violates industry rules, his or her employer may be liable for negligent supervision and responsible for investment losses in a FINRA dispute resolution claim. [read post]
8 Feb 2012, 1:51 pm by D. Daxton White
These regulatory differences do not stop RIAs from becoming large manager’s of investor assets. [read post]
23 Jan 2010, 2:50 pm
Other personal assets are not a risk, unless the owner has personally guaranteed the debt. [read post]