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8 Apr 2011, 2:15 pm by Ted Allen
 Meanwhile, institutional investors still are waiting for the SEC to issue final proxy voting disclosure rules to implement Section 951(d) of the Dodd-Frank Act. [read post]
27 Apr 2011, 1:09 am by Kevin LaCroix
The full impact of the Dodd Frank Act will only be revealed in the fullness of time. [read post]
10 Jan 2014, 5:55 am by David Post
So I paid some attention to the recent news about this year’s inductees on the ballplayer side: Tom Glavine, Greg Maddux, and Frank Thomas, and I stumbled across Tom Boswell’s magnificent piece on Maddux in the Wash. [read post]
10 Sep 2012, 8:31 am by utahpi
James Esparza co-counseled this case with trial attorneys Russ Abney, Frank Woodson and Matt Teague from The Beasley Allen Law Firm, Montgomery, Alabama. [read post]
25 Mar 2011, 7:09 am by Ted Allen
The SEC will consider these rules at an 10 a.m. open meeting at its headquarters in Washington, according to the meeting agenda.Under Section 952 of the Dodd-Frank Act, the SEC is to direct the New York Stock Exchange and the Nasdaq Stock Market  to adopt new listing standards with respect to compensation committees and pay advisers. [read post]
20 Oct 2017, 6:05 am
Carleen, and Adam Kaminsky, Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, October 17, 2017 Tags: Compensation disclosure, Compensation ratios, Dodd-Frank Act, Executive Compensation, Form 10-K, SEC, SEC rulemaking, Securities regulation Proposed Overhaul of Disclosure and Shareholder Proposal Rules Posted by Aabha Sharma, Weil, Gotshal & Manges LLP, on Tuesday, October 17, 2017 Tags: Compensation… [read post]
3 Feb 2010, 2:31 pm by Greg Engle
Contact Frank Green at (804) 649-6340 or fgreen@timesdispatch.com [read post]
25 Oct 2011, 3:55 am by Broc Romanek
Hemispherx is the first issuer with a failed Dodd-Frank Act advisory vote to face shareholders again. [read post]
25 Jul 2011, 11:38 am by Ted Allen
" The long-awaited rules, which are mandated by Section 951 of the Dodd-Frank Act, will require 13F filers to annually disclose in Form N-PX filings how they cast their ballots on "say on pay" advisory votes, as well as the separate shareholder votes on "golden parachute" arrangements and the frequency of future "say on pay" votes. [read post]
25 Jan 2012, 12:54 pm by Ted Allen
The Wisconsin-based industrial machinery company, which held its first Dodd-Frank Act-mandated advisory vote this year, received 46.7 percent approval, based on the votes cast "for" and "against. [read post]
30 Aug 2011, 7:44 am by Kara OBrien
Julie Allen, one of the authors of this memo, will be speaking at PLI’s Securities Regulation Institute (43rd Annual). [read post]
14 Jul 2010, 11:52 am by Ted Allen
”Any future rulemaking on proxy plumbing issues would add to the commission’s already significant workload, which will grow even larger once the Dodd-Frank financial regulatory reform legislation becomes law. [read post]
16 Oct 2011, 4:16 pm by Lawrence B. Ebert
Interview with Colonel Frank; travel in mine-resistant trucks. [read post]