Search for: "Barclays Capital"
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13 Apr 2012, 10:59 am
According to Attorney General Louie’s press release, the defendants in the suit are Bank of America, Barclays, Capital One, Chase, Citi, Discover, HSBC, and their subsidiaries. [read post]
5 May 2008, 11:43 pm
David Vickrey, who used to work on corporate finance transactions at Deutsche Bank Securiites and Barclays Capital, has written extensively in his blog Dialog International about the involvement of German banks in the US mortgage crisis. [read post]
18 Feb 2014, 7:16 am
Fed to release 'tough' capital rules for foreign banks, ReutersBanks can work with licensed marijuana stores with 'reduced fear' or criminal prosecution, ReutersInternationalU.K. government sued for $4 billion over sanctions, ReutersThree ex-Barclays bankers charged by UK fraud agency over Libor, Reuters [read post]
21 Oct 2010, 10:31 am
Barclays Capital [read post]
1 Jul 2019, 12:43 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Helen Morgan Stanley Barclays Capital Inc Andreyeva, Tatyana Westpark Capital, Inc Fordham Financial Management, Inc Basarian, Gary Royal Alliance Associates, Inc … [read post]
14 Nov 2011, 4:55 pm
Multibillion-dollar deals have been more common for the bank since it stepped up its aggression beginning in 2008. [read post]
8 Oct 2009, 4:00 am
These are my notes from this keynote session by Schecky Schechner, Managing Director, US Head of Real Estate Investment Banking, Barclays Capital. [read post]
11 Jun 2022, 12:47 pm
The term of the license was two years for use in connection with Lehman Brothers’ investment banking and capital markets businesses and perpetual for use in connection with other Lehman Brothers businesses and operations. [read post]
5 Mar 2009, 12:06 pm
., Credit Suisse Securities (USA) LLC, Barclays Capital Inc., Bear Stearns & Co., Countrywide Securities Corp., Deutsche Bank Securities Inc., JPMorgan Chase Inc., Bank of America Corp., Citigroup Global Markets Inc., McGraw-Hill Cos., Moody's Investor Services Inc., and Fitch Ratings Inc., over allegations that they made false statements in the prospectus and registration statement for certificates that were collateralized by Wells Fargo Bank, NA. [read post]
18 Sep 2009, 7:27 am
Speaking at the Barclays Capital Global Financial Services Conference on Sept. 15, Citigroup CEO Vikram Pandit for the first time announced publicly that he anticipates the bank to divest its entire 49% stake in Morgan Stanley Smith Barney LLC. [read post]
12 Oct 2017, 3:39 am
Barclays Capital Inc. v. [read post]
17 Apr 2012, 1:16 pm
The Hawaii attorney general recently initiated litigation against seven major banks (Bank of America, Barclays, Capital One, Chase, Citibank, Discover, and HSBC), claiming they sell worthless payment protection plans to consumers in Hawaii. [read post]
13 Aug 2012, 8:08 am
Gensler’s willingness to expend political capital has sometimes led him into uncomfortable situations. [read post]
13 Aug 2012, 8:08 am
Gensler’s willingness to expend political capital has sometimes led him into uncomfortable situations. [read post]
3 Sep 2020, 7:35 am
The effort will be led by healthcare investor Scott Barclay. [read post]
21 Aug 2017, 4:09 am
Credit crunch dispute over controversial capital raising turns spotlight on magic circle firm's role [read post]
18 Jun 2014, 7:47 am
The Financial Industry Regulatory Authority (FINRA) recently announced it has censured and fined Barclays Capital Inc.; Goldman, Sachs & Co.; and Merrill Lynch, Pierce, Fenner & Smith, Inc., $1 million each for failing to provide complete and accurate information about trades performed by the firms and their customers, commonly known as “blue sheet” data, to FINRA, the SEC and other regulators. [read post]
24 Mar 2017, 3:00 am
In his opening statement, Jay touched on some of his priorities – and improving the competitiveness of America’s capital markets is one of them: For over 70 years, the U.S. capital markets have been the envy of the world. [read post]
29 Apr 2019, 12:55 pm
The Puerto Rico Government Employees and Judiciary Retirement Systems Administration, a pension plan for retirees of the U.S. territory’s government, has filed a proposed securities class action in federal court against Bank of America (BAC), Goldman Sachs (GS), Citigroup (C), Barclays Capital, Inc. [read post]
23 May 2012, 7:31 am
Kevin Genirs, formerly with Lehman Bros. and now Global General Counsel, Investment Banking, Barclays Capital, was a keynote speaker at AML's LegalTech West. [read post]
