Search for: "Blue Trading, LLC.,"
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27 Mar 2017, 12:31 pm
Our firm has also handled many shareholder and LLC disputes between owners of closely held corporations, and LLCs. [read post]
10 Mar 2017, 5:30 am
The case is Mission Capital Advisors LLC v. [read post]
9 Mar 2017, 5:53 am
Blue Furniture Solutions, LLC, 2017 WL 876312, NO. [read post]
5 Mar 2017, 10:01 pm
In addition to the educational sessions and opportunities to hear from government officials in person, the Food Safety Summit trade show floor offers more than 200 booths with representatives from businesses, government agencies, publications and academic institutions available to interact with summit attendees. [read post]
1 Mar 2017, 6:49 am
Two forensic interviewers from Blue Sky Bridge Advocacy Center (`Blue Sky’) interviewed each of the three granddaughters, as well as a fourth granddaughter, A.S., who was fifteen years old at the time of the trial in 2008. [read post]
31 Jan 2017, 12:04 pm
Ohlhausen has been designated Acting Chairman of the Federal Trade Commission. [read post]
31 Jan 2017, 12:04 pm
Ohlhausen has been designated Acting Chairman of the Federal Trade Commission. [read post]
27 Jan 2017, 9:11 am
Op. 49 (2016), the Supreme Court of Nevada refused to adopt the “blue pencil” doctrine when it ruled that an unreasonable provision in a non-compete agreement rendered the entire agreement unenforceable. [read post]
27 Jan 2017, 9:11 am
Op. 49 (2016), the Supreme Court of Nevada refused to adopt the “blue pencil” doctrine when it ruled that an unreasonable provision in a non-compete agreement rendered the entire agreement unenforceable. [read post]
4 Jan 2017, 3:55 pm
Trade Errors. [read post]
23 Dec 2016, 1:00 am
Eisenberg, K&L Gates LLP, on Monday, December 19, 2016 Tags: Accounting, Asset management, Broker-dealers, Conflicts of interest, Disclosure, Dodd-Frank Act, FCPA, Fiduciary duties, Hedge funds, Insider trading, Investment advisers, Private equity, SEC, SEC enforcement, Securities enforcement A New Administration: Change and Continuity in Securities Regulation Posted by William McLucas & Harry Weiss, Wilmer Cutler Pickering Hale and Dorr LLP, on Monday, December 19, 2016 Tags:… [read post]
22 Aug 2016, 2:23 pm
According to the Reuters Article, the investor was a 72 years old retiree, and the broker, Craig Dima allegedly charged $376,000 in fees and commissions after making repeated unauthorized trades of the investor’s blue-chip Colgate-Palmolive Co. stock. [read post]
22 Jul 2016, 11:01 am
Cayman Islands Publishes LLC Law. [read post]
12 Jul 2016, 8:48 am
Other SEC cases involving failures to provide complete blue sheet data: Credit Suisse Securities (USA) LLC paid a $4.25 million penalty in September 2015, admitting that technological and human errors resulted in the omission of more than 553,400 reportable trades from blue sheet responses to the SEC for more than two years.OZ Management LP paid a $4.25 million penalty in July 2015, admitting that it provided inaccurate trade data to four of… [read post]
25 Jun 2016, 5:14 am
Copyright © 2007-2016 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
16 Jun 2016, 2:48 pm
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
28 May 2016, 3:04 pm
Our firm has also handled many shareholder and LLC disputes between owners of closely held corporations, and LLCs. [read post]
28 May 2016, 3:04 pm
Our firm has also handled many shareholder and LLC disputes between owners of closely held corporations, and LLCs. [read post]
21 May 2016, 2:34 pm
Our firm has also handled many shareholder and LLC disputes between owners of closely held corporations, and LLCs. [read post]
10 Apr 2016, 9:08 am
The couple is listed as shareholders of a company called Blue Valley Agroinvestment. [read post]
