Search for: "Bond v. Receivables Performance Management"
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30 Dec 2010, 6:00 am
This comprises “categories of staff, including senior management, risk takers, control functions and any employee receiving total remuneration that takes them into the same remuneration bracket as senior management and risk takers, whose professional activities have a material impact on the firm’s risk profile” (subject to a de minimis threshold – see further below). [read post]
9 Nov 2010, 4:00 am
It helps them search for and select money managers, allocate assets, review performance, and design investment policies. [read post]
24 Sep 2010, 8:28 am
SUPPLEMENTAL EARNINGS CLAIMS 18 V. [read post]
24 Sep 2010, 7:00 am
SEC v. [read post]
11 Sep 2010, 9:26 pm
Section 3 provides that an ownership interest or an investment interest:[1] (a) may be through equity, debt or other means; but (b) shall not include ownership of investment securities, including shares or bonds, debentures, notes or other debt instruments, which were purchased on terms generally available to the public and which are in a corporation that is listed for trading on the New York stock exchange or on… [read post]
14 Aug 2010, 5:09 am
It neither has rights under OSHA, Title IX, etc. nor receives payment or benefits. [read post]
20 Jul 2010, 6:26 pm
Because low and mid-level managers specialize in decision management, expecting them to monitor more senior managers thus calls on the former to perform a task for which they are poorly suited. [read post]
14 Jul 2010, 1:43 pm
(See Bond v. [read post]
8 Jun 2010, 6:10 am
In Slayton v. [read post]
10 May 2010, 11:30 pm
But economic adversity may also alter the balance of risk, making the cost of litigation seem more attractive than the cost of performance. [read post]
5 May 2010, 6:59 am
., Inc. v. [read post]
7 Apr 2010, 3:44 pm
The agreement with Ohio Attorney General Richard Cordray and OEPA director Chris Korleski, will require A&L Salvage to forfeit more than $4 million in financial-assurance bonds so the money may be used to cap the landfill’s 42-acre disposal area. [read post]
23 Feb 2010, 11:55 am
With criminal, administrative and civil prosecutions of such violations increasing and likely to expand, timely action to manage compliance and other risks is warranted. [read post]
15 Feb 2010, 8:50 pm
Connecticut AG Lawsuit Highlights Expanding Civil Damage Exposure Risks Of Noncompliance By Cynthia Marcotte Stamer By Wednesday, February 17, 2010, employer and other health plans and health insurers (“covered entities”) and service providers performing functions on behalf of these entities (“business associates”) must begin complying with tighter federal requirements for the use, access, protection and disclosure of protected health information under… [read post]
17 Jan 2010, 8:45 am
ROH sued Dow on January 26, 2009 for specific performance. [read post]
11 Jan 2010, 3:00 am
., see my previous piece on the Vick v. [read post]
11 Dec 2009, 11:38 am
Within 60 days of receiving a Council recommendation, the SEC or other federal financial regulators must notify the Council of any actions taken in response to the recommendation or why the regulator failed to respond. [read post]
3 Nov 2009, 5:14 pm
The case is Jones v. [read post]
12 Oct 2009, 12:01 am
And John Kindley had a rather blunt, but honest, appraisal of Justice Scalia’s performance in particular. [read post]
17 Aug 2009, 4:20 am
Judge Elizabeth Magner, in McCain v Ocwen, ______________, stated that the evidence adduced i [read post]
