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26 Aug 2014, 10:13 am
Citigroup Global Markets Inc.Case number: 11-cv-07387 (United States District Court for the Southern District of New York)Case filed: October 19, 2011Qualifying Judgment/Order: August 5, 2014 08/21/2014 11/19/2014 2014-84 SEC v. [read post]
1 Aug 2014, 11:00 am
’” In Citigroup Global Markets Inc. v. [read post]
15 Jul 2014, 6:27 am
Prior to Sterne Agee, Mustaphalli was registered with Citigroup Global Markets Inc. [read post]
14 Jul 2014, 5:33 am
According to DOJ’s press release: The Justice Department, along with federal and state partners, today announced a $7 billion settlement with Citigroup Inc. to resolve federal and state civil claims related to Citigroup’s conduct in the packaging, securitization, marketing, sale and issuance of residential mortgage-backed securities (RMBS) prior to Jan. 1, 2009. [read post]
8 Jul 2014, 6:17 am
Between 1997 and 2008, Foerster was associated with Citigroup Global Markets, Inc. [read post]
7 Jul 2014, 11:24 am
Citigroup Global Markets Inc., 827 F. [read post]
6 Jul 2014, 8:59 am
For Sponsorship & Registration Details, Contact Jenny Keane, Marketing ManagerJennyk@marcusevansch.com or +1 312-540-3000 x6515 InhouseBlog is a media sponsor of the event. [read post]
6 Jul 2014, 8:59 am
For Sponsorship & Registration Details, Contact Jenny Keane, Marketing ManagerJennyk@marcusevansch.com or +1 312-540-3000 x6515 The post Chief Litigation Officer Summit (9/14/-9/16, Palm Beach, FL)(Adv.) appeared on InhouseBlog.com. [read post]
2 Jul 2014, 7:01 am
Bradford in New York in 1989 and was at Citigroup Global Markets Inc. in 2000 when the alleged Ponzi scheme began. [read post]
12 Jun 2014, 5:00 am
Citigroup Global Markets, Inc., 827 F.Supp.2d 328, 335 (S.D.N.Y., Nov. 28, 2011)). [read post]
9 Jun 2014, 6:06 am
District Court for the Southern District of New York in which the district court declined to approve a settlement of claims that the SEC brought against Citigroup Global Markets Inc. [read post]
6 Jun 2014, 6:23 am
Citigroup Global Markets Inc. [read post]
5 Jun 2014, 4:36 am
Citigroup Global Markets Inc., in which it concluded that the district court’s refusal to approve a consent judgment between the SEC and Citigroup was an abuse of discretion. [read post]
4 Jun 2014, 9:04 am
Citigroup Global Markets, Inc., 827 F. [read post]
2 Jun 2014, 3:44 am
Rakoff, J.) refusing to approve a settlement between SEC and Citigroup Global Markets Inc. [read post]
1 May 2014, 6:40 am
Claimant(s) Respondent(s) Award of Panel 13-00144 RBC Capital Markets LLC Thomas Alexander Hand (1) Respondent to pay Claimant compensatory damages of $237,326.00; (2) Claimant to pay Respondent compensatory damages of $40,000.00. [read post]
8 Apr 2014, 3:57 am
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in February 2012, Claimant Citigroup Global Markets, Inc. asserted breach of contract for failure to pay the balance due on a promissory note. [read post]
20 Mar 2014, 9:54 am
Hairfield IRA: $54,100.00. 12-03280 Michael and Germayne Tizzano Money Concepts Capital Corp. and Craig Alan Sutherland Respondents Money Concepts Capital Corp. and Craig Alan Sutherland are jointly and severally liable for and shall pay to Claimants, Michael and Germayne Tizzano, the sum of $10,322.00 in compensatory damages. 12-01093 Stephen Picarello, on behalf of Katherine Montesano Citigroup Global Markets, Inc. and Lauro Santos Reyes Respondents are jointly… [read post]
10 Mar 2014, 10:55 am
Roberts within 30 days after service of the award, Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC are jointly and severally liable for and shall pay the outstanding sum to Claimants and Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC shall be subrogated to Claimants’ rights to the extent of payment. [read post]
24 Jan 2014, 12:57 am
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
