Search for: "Capital Funding Group, Inc. " Results 161 - 180 of 1,702
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13 Sep 2022, 8:48 am by John Jascob
BlackRock replied that it does not coordinate votes with outside groups. [read post]
8 Sep 2022, 9:01 pm by Gary Gensler
Other issuers in our capital markets also deserve to compete on a fair playing field. [read post]
6 Sep 2022, 9:07 am by The White Law Group
FINRA Censures and Fines Sanctuary Securities Inc. for Unsuitable GPB Funds Sales       According to The Financial Industry Regulatory Authority (FINRA) on September 2, 2022, the regulator censured and fined Sanctuary Securities Inc. [read post]
26 Aug 2022, 4:00 am by Jim Sedor
But an analysis shows fewer women are using federal funds to cover childcare expenses this election cycle. [read post]
” Without admitting or denying the SEC’s findings, BNY Mellon agreed to a cease-and-desist order, censure, and payment of a $1.5 million penalty.[14] On June 10, 2022, the Wall Street Journal reported that the SEC was investigating  Goldman Sachs Group Inc. for its management of ESG investment funds. [read post]
19 Aug 2022, 4:00 am by Jim Sedor
The indictment says Cox schemed to fund and reimburse people close to him for donations to his campaign. [read post]
17 Aug 2022, 6:30 am
The same week the proposed rules were released, the SEC announced that BNY Mellon Investment Adviser, Inc. agreed to pay a $1.5 million fine to the SEC to settle allegations that the firm made misleading claims about ESG funds it managed. [read post]
17 Aug 2022, 6:30 am
The same week the proposed rules were released, the SEC announced that BNY Mellon Investment Adviser, Inc. agreed to pay a $1.5 million fine to the SEC to settle allegations that the firm made misleading claims about ESG funds it managed. [read post]
12 Aug 2022, 6:34 am by Dan Bressler
-backed benefits administrator Alight Solutions, Bain Capital-backed Aveanna Healthcare and GB Group, a software company previously backed by Audax Private Equity. [read post]
2 Aug 2022, 5:01 am by Raquel Leslie, Brian Liu
China’s cybersecurity regulator fined Didi Global Inc. $1.2 billion on July 21 for violating cybersecurity and data laws, drawing to a close a year-long probe into the ride-hailing giant. [read post]
2 Aug 2022, 5:01 am by Raquel Leslie, Brian Liu
China’s cybersecurity regulator fined Didi Global Inc. $1.2 billion on July 21 for violating cybersecurity and data laws, drawing to a close a year-long probe into the ride-hailing giant. [read post]
25 Jul 2022, 4:49 pm by Rob Robinson
Jefferies Financial Group, Inc. acted as the financial advisor, while Kirkland & Ellis and Reed Smith served as legal counsel on the transaction. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
Furthermore, the campaign group, ShareAction, alongside 117 individuals and 15 institutions, filed a shareholder resolution in early 2021 asking HSBC, Europe’s second largest fossil fuels financier, to publish a strategy and targets to reduce its exposure to fossil fuel assets, starting with coal. [read post]
8 Jul 2022, 4:00 am by Jim Sedor
Questions Arise Over Warnock’s Use of Campaign Funds to Fight Lawsuit Politico – Natalie Allison | Published: 7/6/2022 U.S. [read post]
1 Jul 2022, 1:57 pm by Rob Robinson
Andrew Langroudi, and Gregory Mazares (Investors)Seed Round funding of more than $1M. (+) 7-March-22L2 ServicesEmpire Technologies Risk Management Group 3-March-22ThoughtTraceThomson ReutersDefinitive Agreement to Acquire 24-February-22Hold360 and Request360 from Congruity 360DISCO 24-February-22Cybersecurity and Data Protection Practice of Palmeiro & PlattEmpire Technologies Risk Management Group 26-January-22U.S. eDiscovery Retreat Programs (From Sub-Four… [read post]
24 Jun 2022, 6:26 am
ESG Global Study 2022 Posted by Jessica Ground, Capital Group, on Friday, June 17, 2022 Tags: Asset management, Climate change, Environmental disclosure, ESG, Greenwashing, Institutional Investors, Risk, Surveys, Sustainability, Transparency What’s “Controversial” About ESG? [read post]
24 Jun 2022, 6:26 am
ESG Global Study 2022 Posted by Jessica Ground, Capital Group, on Friday, June 17, 2022 Tags: Asset management, Climate change, Environmental disclosure, ESG, Greenwashing, Institutional Investors, Risk, Surveys, Sustainability, Transparency What’s “Controversial” About ESG? [read post]