Search for: "Cooper & Associates, LLC"
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27 Dec 2021, 7:12 am
Sean Martin Raymond James & Associates, Inc. [read post]
20 Dec 2021, 4:44 pm
A review of the OCR data base of unsecured electronic protected health information breaches reveals that OCR has received a wave of required unsecured electronic health information breach notifications impacting 500 or more individuals arising from hacking of electronic systems or e-mail since January 1, 2021, including notices from Apple Blossom Family Practice VA Healthcare Provider (500 individuals/Network Server Hacking/IT Incident); Network Server; Texas ENT Specialists TX Healthcare… [read post]
20 Dec 2021, 5:30 am
The stories were publishable because of a year-long battle to reveal the finding by freelance journalist Louise Tickle and Press Association’s Brian Farmer (backed by Tortoise Media) (Griffiths v Tickle [2021] EWCA Civ 1882). [read post]
19 Dec 2021, 6:00 pm
Park & Associates, PLC Kennedy Lenart Spraggins LLP Cooper Legal Group, LLC Klintworth & Rozenblat IP LLP Holland & Hart Hamilton Brook Smith & Reynolds – Patent Attorney (Organic Chemistry) Hamilton Brook Smith & Reynolds – Patent Attorney (Biotechnology) MH2 Technology Law Group, LLP Knobbe Martens – Patent Scientist Knobbe Martens – Patent Counsel Christopher & Weisberg, PA Smith & Hopen, P.A. [read post]
12 Dec 2021, 2:22 pm
Credit Suisse Securities (USA) LLC, 752 F.3d 82, 89 (1st Cir. 2014) (affirming exclusion of expert witness who failed to account for confounding in event studies), aff’g 853 F. [read post]
10 Dec 2021, 3:00 am
House select committee investigating the January 6 attack on the Capitol said it is preparing to hold Mark Meadows, former President Trump’s chief of staff, in criminal contempt for not complying with the panel’s subpoena as it is ramping up efforts to force former Trump administration officials to cooperate with its inquiry. [read post]
6 Dec 2021, 1:00 pm
Morgan Securities LLC Tara Pierce LPL Financial LLC Investment Centers of America, Inc. [read post]
3 Dec 2021, 1:29 pm
Because of his refusal to cooperate, FINRA then indefinitely barred Daley from association with any FINRA member as of 9/10/2021. [read post]
8 Nov 2021, 1:27 pm
Ricardo Uliambre Morgan Stanley Smith Barney LLC UBS Financial Services Inc. [read post]
5 Nov 2021, 4:00 am
“Over the past seven years, the National Rifle Association has engaged in an ongoing scheme to evade campaign finance regulations by using a series of shell corporations to illegally but surreptitiously coordinate advertising with at least seven candidates for federal office,” the complaint states. [read post]
4 Nov 2021, 7:03 pm
The health care industry is no longer limited to doctors and hospitals, but a veritable thicket of holding companies, LLCs, and private equity firms. [read post]
18 Oct 2021, 7:22 am
.), ban discrimination based on "political beliefs," defined as "opinion, whether or not manifested in speech or association, concerning the social, economic, and governmental structure of society and its institutions," "cover[ing] all political beliefs, the consideration of which is not preempted by state, federal or local law," except "political beliefs that interfere or threaten to interfere with his or her job performance. [read post]
13 Oct 2021, 8:45 am
Harrison is permanently banned from association with any FINRA broker firm, and has never registered with the SEC. [read post]
7 Oct 2021, 1:04 pm
When the attorney asked for more information on the nature of the dispute, they received an email from “Buvant Construction Group LLC” stating that the dispute was with “Fastenal Company, United States” concerning an unfulfilled order. [read post]
5 Oct 2021, 6:15 pm
Mars Wrigley Confectionery US, LLC; Parham v. [read post]
27 Sep 2021, 12:59 pm
Alvarez, managing principal at BridgeCounsel Strategies LLC. [read post]
22 Sep 2021, 12:53 pm
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
22 Sep 2021, 8:55 am
Financial Advisors who have engaged in misconduct or otherwise violated FINRA rules or regulations frequently surrender their license rather than cooperate in a FINRA investigation. [read post]
22 Sep 2021, 7:24 am
Eileen Kenny LPL Financial LLC Private Advisor Group, LLC Norma Kuklis William Kursim Fidelity Brokerage Services LLC National Financial Services LLC Joseph Switzer Sr. [read post]
3 Sep 2021, 4:00 am
Capitol Riot Defendants’ Lawyer Apparently Hospitalized with Covid Leaves Clients Without Counsel, Prosecutors Say MSN – Spencer Hsu and Rachel Weiner (Washington Post) | Published: 8/30/2021 An attorney who represents the largest number of defendants charged in the January 6 Capitol riots has dropped out of sight amid conflicting statements by associates over whether he has been hospitalized with covid-19, U.S. prosecutors told judges. [read post]
