Search for: "Equities First Holdings LLC "
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20 Jun 2022, 8:18 am
According to FINRA, between May 4, 2018, and June 29, 2018, United Planners allegedly failed to tell four investors in an offering related to GPB Capital Holdings, LLC that the issuer failed to timely make required filings with the Securities and Exchange Commission, including filing audited financial statements. [read post]
15 Jun 2022, 11:04 am
Repple & Company involving GWG L Bonds FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in… The White Law Group Announces another Lawsuit Involving GWG L… The post Center Street Securities Lawsuit Involves GWG L Bonds and other High-risk Investments appeared first on The White Law Group. [read post]
15 Jun 2022, 6:22 am
Upon information and belief, Aegis Capital Corp. was a part of Emerson Equity LLC’s network of broker-dealers who sold the speculative, high-risk, and illiquid GWG L Bonds. [read post]
13 Jun 2022, 6:46 pm
The Chancery Court recently required Authentix Holdings L.P. directors who were also employees of the brand protection services company’s controlling stockholder, private equity giant The Carlyle Group, to show that Authentix’s sale to Carlyle-connected Blue Water Energy met Delaware’s exacting entire fairness standard, in Manti Holdings LLC et al. v. [read post]
7 Jun 2022, 9:12 am
The post Incentivizing Employees with Equity appeared first on Bongiovi Law Firm. [read post]
7 Jun 2022, 5:12 am
Repple & Company involving GWG L Bonds FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in… The post The White Law Group Announces another Lawsuit Involving GWG L Bonds appeared first on The White Law Group. [read post]
6 Jun 2022, 4:18 am
In JDS Fourth Avenue JV LLC v Largo 613 Baltic Street Partners LLC, decided by Manhattan Commercial Division Justice Andrew Borrok, the 51% member of a realty-holding LLC sued the 49% member alleging default on an approximate $1 million, undocumented, demand-loan obligation which, in its defense and the subject of its motion to dismiss based on documentary evidence, the 49% member contended was an equity distribution. [read post]
3 Jun 2022, 7:18 am
Repple & Company involving GWG L Bonds FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in… The post Arete Wealth Management Lawsuit filed involving GWG L Bonds appeared first on The White Law Group. [read post]
2 Jun 2022, 7:30 pm
Repple & Company involving GWG L Bonds FINRA Lawsuit filed against Emerson Equity LLC involving $2.5 Million in… GWG Holdings Inc. [read post]
2 Jun 2022, 4:41 pm
Incentive equity has a few written components: an owners’ agreement (Operating Agreement for an LLC, for example), an equity incentive plan, and an agreement with the employee. [read post]
1 Jun 2022, 12:08 pm
Thus, assuming all of the requirements under the Code are met, the employee can exercise their ISOs without recognizing a taxable gain and begin their holding period for long-term capital gains treatment. [read post]
27 May 2022, 7:57 am
In situations where an asset sale is either impractical or not contemplated, there are various strategies the parties can employ in order to facilitate a step-up in tax basis and/or a direct purchase of S-Corp equity by a larger company, private equity firm, or other buyer that would otherwise be unqualified to hold ownership of an S-Corp. [read post]
25 May 2022, 2:59 pm
The Commission explained that “it considers a change in ownership in which an owner increases its equity interest by at least 10% from the equity interest previously reported to be a material change [necessitating a re-certification], as would be the addition of an owner not previously reported that holds an equity interest of 10% or more. [read post]
25 May 2022, 2:59 pm
The Commission explained that “it considers a change in ownership in which an owner increases its equity interest by at least 10% from the equity interest previously reported to be a material change [necessitating a re-certification], as would be the addition of an owner not previously reported that holds an equity interest of 10% or more. [read post]
21 May 2022, 3:15 pm
Bellsouth Mobility LLC v. [read post]
17 May 2022, 10:36 am
The post Back to Basics: WOSB Eligibility first appeared on SmallGovCon - Government Contracts Law Blog. [read post]
16 May 2022, 11:49 am
The owner purportedly invested at least 20% of ACP X’s funds in securities issued by NYPPEX Holdings, LLC, the owner of a registered broker dealer that he allegedly controlled. [read post]
13 May 2022, 10:54 am
LLCs are very flexible with respect to ownership and management structure, and are generally known for having a more favorable tax treatment; however, the equity options that LLCs can offer are limited. [read post]
13 May 2022, 8:13 am
This column discusses the enterprise theory of liability generally, Mortimer, and a recent federal court decision analyzing its holding. [read post]
12 May 2022, 3:23 pm
Recent Business Highlights: Legal Hold Acquisition: DISCO acquired legal hold workflow solutions from Congruity360, LLC in exchange for cash and contingent consideration. [read post]
