Search for: "Fidelity Funding "
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30 Sep 2008, 8:04 pm
(d) The managing agent shall not commingle the funds of the association with his or her own money or with the money of others that he or she receives or accepts, unless all of the following requirements are met: (1) The managing agent commingled the funds of various associations on or before February 26, 1990, and has obtained a written agreement with the board of directors of each association that he or she will maintain a fidelity and surety bond in an amount that… [read post]
27 Dec 2015, 6:23 am
One of Third Avenue’s biggest investors was Fidelity Investments’ Strategic Advisers Income Opportunities Fund, which had a $128 million invested. [read post]
28 Sep 2011, 4:41 pm
Bradley Wendel’s important new book Lawyers and Fidelity to Law. [read post]
13 Jun 2015, 5:11 am
The Eighth Circuit agreed that the fidelity bond provided coverage, and, as a result, saw no need to reach the D&O question. [read post]
19 Jun 2011, 1:06 am
In that case, shareholders in a Janus mutual fund sued Janus Capital Management LLC, the management company for the fund, in connection with alleged fraudulent disclosures in the fund's prospectus. [read post]
9 Jun 2009, 9:32 pm
The settlement could be a sign that other fund providers, including Morgan Keegan, Charles Schwab Corp., and Fidelity Investments, may face similar lawsuits. [read post]
18 Feb 2010, 2:15 pm
The Fidelity Freedom 2010 Fund contained 50% stocks and lost 25% of its value, and the AllianceBernstein 2010 fund had 57% stocks and lost 33% of its value, according to the article. [read post]
8 Jul 2015, 1:37 pm
With the Chinese market in the midst of a correction, many investors in Chinese focused funds may be concerned for their investments. [read post]
20 Feb 2009, 9:43 am
Fidelity Select Home Finance, negative 66% Ok, maybe these kinds of losses in a fund with a very narrow sector focus aren't shocking. [read post]
1 Jul 2009, 7:49 am
It sounds good in principle, but the Fidelity Freedom 2010 Fund contained 50% stocks and lost 25% of its value, and the AllianceBernstein 2010 fund had 57% stocks and lost 33% of its value, according to the article. [read post]
12 Aug 2013, 9:00 am
They argue that the plain language of Section 1514A applies to protect not only employees of publicly-traded companies and mutual funds, but also employees of contractors of those companies, such as the Fidelity investment advisers at issue in their case. [read post]
12 Dec 2022, 12:45 pm
Roger Colinvaux (Catholic University) has published Speeding Up Benefits to Charity by Reforming Gifts to Intermediaries, 63 Boston College Law Review 2621 (2022). [read post]
29 Jan 2016, 9:01 am
Tortoise funds were said to have been marketed to investors and sold by financial advisors at brokerages such as Mid Atlantic Capital Corp, Morgan Stanley, Pershing FundCenter, Shareholders Services Group, JPMorgan, Fidelity Institutional, FundsNetwork, MSSB Retail Fund, Raymond James, CommonWealth Universe, RBC Wealth Management, Mid Atlantic Capital Group, MSWM Brokerage, and Securities America Inc. [read post]
19 Nov 2019, 7:31 am
Precidian, Blue Tractor, Fidelity Beach Street, Natixis, and T. [read post]
5 Oct 2021, 9:03 pm
It will develop a mid-fidelity (MI-FI) device with a low-price range that can be used for daily monitoring, and a medium-price range high-fidelity (HI-FI) device for reference analysis and accreditation. [read post]
2 Jan 2015, 12:01 pm
Funds run by Fidelity Investments, Franklin Templeton, Legg Mason and several other companies report getting hurt by falling junk-rated energy bond prices. [read post]
29 Mar 2010, 5:00 am
(Hello Reserve Fund!) [read post]
29 Aug 2019, 8:54 am
The Commonwealth case involves a revenue sharing arrangement between Commonwealth and National Financial Services, LLC (“NFS”), an affiliate of mutual fund giant Fidelity Investments. [read post]
18 Apr 2019, 4:00 am
Thereafter, Construction Funding filed a lawsuit against Fidelity. [read post]
6 Jul 2009, 8:33 am
In these types of accounts, employees decide where to invest the funds. [read post]
