Search for: "Financial Asset Management Systems"
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24 Nov 2020, 9:10 am
Estimates of the impact of physical risks on financial assets vary considerably. [read post]
19 Jun 2021, 2:47 pm
This will place great strains on the intermediaries holding the assets; a price shock will cascade across the financial system as assets are offloaded, creating real financial instability. [read post]
9 Feb 2023, 7:12 am
On February 24, 2022, the United States (“US”), European Union (“EU”), United Kingdom (“UK”), and other countries issued a barrage of sanctions against the Russian financial sector, cutting off many major banks from the global financial system. [read post]
9 Nov 2023, 12:31 pm
Collaborate with your attorney and a financial advisor to make informed decisions about cash flow, property and asset division. [read post]
12 Jun 2011, 10:14 pm
Gatekeepers collect, evaluate, advise on and endorse information about companies, assets and investments. [read post]
18 Mar 2024, 5:23 pm
Navigating the complexities of bankruptcy law reveals a multifaceted system carefully crafted to address the financial troubles of individuals, businesses, cities, and non-profits alike. [read post]
6 Mar 2024, 3:04 am
(G) Anti-money laundering and counter-financing of terrorism AIs should: Ensure effective AML/CFT systems are in place to manage and mitigate any money laundering and terrorist financing risks relating to the AI’s digital asset custodial activities. [read post]
27 Mar 2014, 12:14 pm
According to a news release dated March 24, 2014, the Financial Industry Regulatory Authority (FINRA) announced that LPL Financial has been fined $950,000 for the firm's failures in supervision over alternative investments, including non-traded REITs, oil and gas partnerships, business development companies, hedge funds, managed futures and other illiquid pass-through investments. [read post]
10 Sep 2009, 6:14 am
Second, in addition to requiring that all risk flow through the P&L, all assets across a systemically important financial institution should be valued correctly. [read post]
22 May 2017, 10:05 am
Szczepanik is an Assistant Director in the Asset Management Unit of the Division of Enforcement at the U.S. [read post]
23 Jan 2019, 8:20 am
The costs associated with taking a trade secret asset management system or tool into use. [read post]
19 May 2013, 8:17 pm
The auditor must determine whether specialized skills and knowledge are needed in the audit and also evaluate the system of internal control in light of the firm’s financial instrument transactions and the information systems that fall within the scope of the audit.More specifically, the auditor must understand the nature, role and activities of the internal audit function and management’s process for valuing financial instruments, including… [read post]
30 Mar 2021, 7:56 pm
Financial services institutions continue to grapple with managing data in compliance with the Basel Committee on Banking Supervision’s (“BCBS”) 239 and the Fair Credit Reporting Act (“FCRA”). [read post]
21 Sep 2017, 6:05 am
SOEs (as well as their officials) may also try to use the U.S. financial system to move or hide proceeds of public corruption. [read post]
16 Jan 2017, 5:00 am
Have you given your estate planning law firm’s office manager, paralegals or associates complete and total access to all of your firm’s digital assets? [read post]
24 Jul 2017, 6:34 am
The German Investment Funds Association (BVI Bundesverband Investment und Asset Management e.V. [read post]
22 Apr 2024, 11:15 am
Mr Benjamin outlines five key ‘players’ in the private equity ecosystem, each with a different role to play: Financial ‘sponsors’, who manage the private equity funds and typically make money through management fees and carried interest. [read post]
1 Aug 2016, 6:38 am
The asset management space indeed has experienced many examples of idiosyncratic events at the institutional investor level that have had widespread repercussions in the financial system. [read post]
14 Sep 2020, 1:16 am
This report provides wide-ranging examples of how environmental risks translate into financial risks, and an in-depth review of the tools and methodologies for environmental risk analysis (ERA) used by financial institutions including banks, asset managers and insurance companies. [read post]
17 Jun 2020, 6:26 am
Institutional investors, asset owners, asset managers, private equity fund limited partners and investor groups have also begun speaking out and considering action with respect to companies in their portfolios. [read post]
