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27 Oct 2023, 6:00 am by Michelle
Under the Personal Financial Data Rights rule, consumers would have the power to share data associated with their checking and prepaid accounts, credit cards, and digital wallets to access competing products and services without worrying that their data might be used to serve commercial interests other than their own, according to the CFPB. [read post]
25 Oct 2023, 8:05 am by Silver Law Group
  Michael Solomon   Maxim Group LLC   HFP Capital Markets LLC   Bertram Unger   Edward Jones   Pruco Securities, LLC   Shane Wilhelm   Fortune Financial Services, Inc. [read post]
20 Oct 2023, 2:40 pm by CFM Admin
The Audit Rule requires RIAs to obtain annual audited financial statements for each of its fund clients. [read post]
19 Oct 2023, 9:05 pm by renholding
 Second, there has been an increasing migration to these mega-platforms by banks, fintechs, and other financial service firms . [read post]
17 Oct 2023, 10:23 am by The White Law Group
(CRD#:39543), Coral Springs, FL, 02/14/2018 – 09/08/2022, LPL FINANCIAL LLC (CRD#:6413), CORAL SPRINGS, FL02/13/2017 – 02/14/2018, INVEST FINANCIAL CORPORATION (CRD#:12984), FT LAUDERDALE, FL08/18/2011 – 09/27/2016, MIDDLEBURY SECURITIES LLC (CRD#:122602), BOCA RATON, FL08/20/2010 – 08/10/2011, STERNE AGEE FINANCIAL SERVICES, INC. [read post]
11 Oct 2023, 8:10 am by Melissa Revuelta
The United States alleges that these fees were significantly higher than the reasonable market value for the cardiologists’ services because Cardiac Imaging Inc. paid them for each hour spent scanning their patients, even when the cardiologists were not present or were away from Cardiac Imaging’s mobile scanning units providing care to other patients. [read post]
9 Oct 2023, 2:34 pm by Kevin LaCroix
This article is co-authored by Sarah Abrams, Head of Professional Liability Claims, Bowhead Specialty Underwriters, Inc., Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
9 Oct 2023, 10:17 am by Eric Goldman
Despite this, some product categories have restrictions on discriminatory advertising, including employment, housing, and financial services. [read post]
6 Oct 2023, 9:00 am by Zak Gowen
Congressional Committee Passes Bill to Thwart CBDCPayments Dive – September 25, 2023 The House Financial Services Committee last week passed a bill that would stop the Federal Reserve from working on a central bank digital currency, giving the full House a chance to consider the legislation. [read post]
2 Oct 2023, 10:41 am by Kevin LaCroix
[iii]           Under Financial Services and Markets Act 2000 – section 90 in the UK. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]
29 Sep 2023, 6:27 am
House of Representatives Committee on Financial Services Posted by Gary Gensler, U.S. [read post]