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7 Sep 2023, 10:25 am by The White Law Group
., a “wealth management solutions” holding company, announced the completion of its acquisition of Grove Point Financial LLC from Kestra Holdings. [read post]
7 Sep 2023, 1:03 am by Harrison
  Cold Caller must avoid calls to you if you are on the National “Do Not Call” Registry managed by the Federal Trade Commission. [read post]
6 Sep 2023, 9:20 pm by The White Law Group
  The REITs reportedly involved in this case did not have their own employees but were managed externally by Legacy Hospitality II LLC and Legendary Capital REIT III LLC. [read post]
6 Sep 2023, 9:04 pm by Guest Contributor
About the author: Jennifer McEntire, Ph.D., is the Founder of Food Safety Strategy LLC. [read post]
5 Sep 2023, 9:05 pm by renholding
”[22] Now what does all this have to do with what might seem an ordinary case of federal securities law, raising what might seem a less foundational question of whether hedge fund managers have a right to a jury trial in federal court rather than having their securities fraud cases heard by an ALJ? [read post]
1 Sep 2023, 10:28 am by Alyzza Austriaco
Court Ruling Against Robinhood Could Let States Impose Tougher Rules on Broker-Dealers Massachusetts’ top appellate court upheld a first-in-the-nation rule holding broker-dealers to the same standard as investment advisers, which had been challenged by brokerage app provider Robinhood LLC. [read post]
At the end of last week, the National Labor Relations Board (the “Board”) issued two huge blows to employers that give significant advantages to unions and ease their ability to achieve status as a certified bargaining representative. [read post]
30 Aug 2023, 2:39 am by Katelynn Minott, CPA & CEO
Business Manager Visa This visa category is designed for individuals who are planning to establish, manage, or operate a business in Japan. [read post]
29 Aug 2023, 12:32 pm by The White Law Group
First Southwest Company, LLC and Southwest Securities, Inc. subsequently merged into what is now Hilltop Securities, Inc., in 2016. [read post]
27 Aug 2023, 7:49 pm by The White Law Group
From June 2019 through May 2022, Liddle purportedly misappropriated the money from clients of Prosper Wealth Management, LLC (“PWM”), an investment adviser which he controlled. [read post]
25 Aug 2023, 5:58 pm
It is one of the longest-standing corporate governance centers in academia, and the first and only corporate governance center in the State of Delaware, the legal home for a majority of the nation’s public corporations. [read post]
24 Aug 2023, 8:57 am by The White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
17 Aug 2023, 10:49 am by The White Law Group
   The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
16 Aug 2023, 9:04 am by The White Law Group
   The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated [read post]
10 Aug 2023, 9:31 am by GraceLegere
Examples of Regulation Best Interest On Sept. 6, 2022, Perceptive Advisors LLC was charged with allegedly failing to disclose conflicts of interest related to its personnel’s alleged ownership of sponsors of special purpose acquisition companies. [read post]