Search for: "Frank Vigil"
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22 Nov 2010, 10:05 am
This FINRA initiative comes on the heels of the passage of the Dodd-Frank Wall Street Reform and Consumer Protect Act, which requires the SEC to, among other things, conduct a study on what obligations broker-dealers have to their customers and make rules establishing fiduciary duties for broker-dealers. [read post]
18 Oct 2010, 12:08 pm
"Additional vigilance of convicted sex offenders' whereabouts on Halloween night simply provides better security for parents and their children in Virginia's neighborhoods," she said. [read post]
27 Sep 2010, 5:23 am
Unlike other major industries, insurance is still primarily and almost exclusively regulated by the states - and the states have long been vigilant about keeping it that way. [read post]
17 Sep 2010, 9:28 am
Frank A. [read post]
2 Sep 2010, 3:41 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) is the latest development in the ongoing saga of state versus federal regulation of insurance. [read post]
25 Aug 2010, 9:00 am
In the Council’s view, a measured right of access will invigorate board elections and make boards more responsive to shareowners, more thoughtful about whom they nominate to serve as directors and more vigilant in their oversight of companies. [read post]
25 Aug 2010, 7:00 am
“Access to the proxy will invigorate board elections and make boards more responsive to shareowners and more vigilant in their oversight of companies. [read post]
12 Aug 2010, 11:10 am
, we must be ever vigilant about the influence the regulated have on the regulators. [read post]
28 Jul 2010, 9:18 am
Kohn thinks this “ratchets up the risk” and companies must remain vigilant about their role. [read post]
20 Jul 2010, 9:36 am
Kim and Larry have raised a complaint that is becoming a standard part of the critique of Dodd-Frank. [read post]
20 May 2010, 2:27 pm
So innovators need to pay attention and be vigilant. [read post]
29 Apr 2010, 6:23 am
"This is where community vigilance comes in," Murphy said. [read post]
23 Apr 2010, 6:09 am
Perennial proxy campaigns, under this new rule, now required to be paid for in large part by the company itself, are not only possible but highly likely for companies in businesses with secular volatility or for businesses facing other long-term challenges, regardless of management’s capability and board vigilance. [read post]
4 Mar 2010, 8:49 pm
Stone, eds., Eternally Vigilant: Free Speech in the Modern Era (University of Chicago Press, 2002). [read post]
5 Feb 2010, 5:42 am
A Master’s Class in Hiring a Person With Credit Wrecked By Bad Health and Being Laid Off from Frank Roche’s KnowHR Blog. [read post]
1 Feb 2010, 6:00 am
The Hempfield Republican said it is "vital that inspectors and administrators remain vigilant" and said she plans to tour the facilities in coming weeks. [read post]
18 Nov 2009, 3:38 pm
A summary review of Aviation and Airport Development related news and information that was made public during the past week. [read post]
4 Nov 2009, 4:41 am
Specifically, the Frank Amendment would clarify the exception for end-users hedging legitimate business risks. [read post]
30 Oct 2009, 5:00 am
" Posner dissented from rehearing en banc, and incorporated a behavioralist economic approach characterized by vigilance for market failures, attention to recurring and predictable distortions of the incentives of market participants, and the contemplation of roles for regulatory or private interventions in poorly functioning economic systems. [read post]
25 Sep 2009, 9:49 am
Family member Frank Casillas hammers a cross into the ground Wednesday where Brandon Castillo, 8, was hit by a van Tuesday near a school bus stop in Lehigh Acres. [read post]
