Search for: "GARY GENSLER" Results 161 - 180 of 1,241
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12 Nov 2021, 5:58 am by John P. Anderson
According to SEC Chair, Gary Gensler, “[w]hen it comes to climate risk disclosures, investors are raising their hands and asking for more. [read post]
5 Nov 2009, 1:36 pm
House Financial Services Committee Chairman Barney Frank sent a letter to Commodity Futures Trading Commission Chairman Gary Gensler and Securities and Exchange Commission Chairman Mary Schapiro seeking their input on efforts to strengthen the derivatives legislation recently approved by the... [read post]
8 Mar 2022, 6:37 am by Jon Shazar - Dealbreaker
Unsurprisingly, Gary Gensler’s idea of sensible securities regulation does not align with Uncle Carl’s. [read post]
2 Dec 2021, 3:40 am by David Lynn
As this Law360 article notes, SEC Chair Gary Gensler appeared with former SEC Chair Jay Clayton at the Digital Asset Compliance & Market Integrity Summit yesterday, and they expressed a rare meeting of minds when it comes to regulating digital assets. [read post]
20 May 2024, 3:00 am by Meredith Ervine
Last week, the SEC announced that Corey Klemmer, most recently the Corporation Finance Counsel to Chair Gary Gensler, has been appointed as Policy Director. [read post]
6 Dec 2023, 3:00 am by Meredith Ervine
Beyond that though, one of our members just alerted us (and the SEC announced) that Chair Gary Gensler’s fireside chat will be available to the public virtually. [read post]
30 Mar 2012, 5:12 pm by James Hamilton
In a letter to CFTC Chair Gary Gensler, House and Senate oversight committee chairs expressed concern that the breadth of the proposed rule further defining swap dealers will result in the registration of many entities that Congress never intended to be regulated as dealers. [read post]
17 Oct 2023, 7:42 am by Unknown
.), in a letter to SEC Chair Gary Gensler, accused the SEC of obstructing Congressional oversight through delays and misdirection.In June Rep. [read post]
1 Mar 2012, 7:24 am by Elan Mendel
CFTC Chairman Gary Gensler found himself under fire from Ag Committee members, who pressed the Chairman on the strength of various customer protections in light of the MF Global catastrophe. [read post]
13 Apr 2022, 8:08 am by John Jascob
The event, styled by Ceres as a “Briefing on the SEC Climate Disclosure Rule, with SEC Chair Gary Gensler,” saw Gensler and Jones offer some background on why the proposal was drafted as it was. [read post]
3 Aug 2021, 3:30 am by David Lynn
Last week, SEC Chair Gary Gensler gave a speech at a celebration for National Whistleblower Day, which commemorates the first U.S. whistleblower law that was passed unanimously on July 30, 1778. [read post]
24 May 2021, 6:35 am by John Jascob
By John Filar AtwoodSEC Chair Gary Gensler said that under his watch individual accountability will be an important part of the enforcement agenda, with the agency pursuing bars and similar relief, where appropriate. [read post]
13 Aug 2012, 8:08 am by Felix Shipkevich
LIBOR Investigation Reenergizes CFTCAs the CFTC widens its LIBOR probe in the wake of a $450 million settlement with Barclays, the agency continues to apply the active approach to regulation that has been favored by Chairman Gary Gensler since he took the helm in 2009. [read post]