Search for: "Goldman, Sachs & Co., Inc." Results 161 - 180 of 401
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11 Nov 2021, 2:07 pm by Kevin LaCroix
  When ESG matures, it may have an effect on litigation frequency; limiting severity will depend on the execution of data-driven countermeasures provided by Goldman Sachs. [read post]
27 Jul 2022, 7:04 am by John Jascob
As alleged, former FBI trainee Seth Markin’s then-girlfriend worked as an associate for a law firm representing Merck & Co., Inc. in a planned tender offer to acquire Pandion Therapeutics, Inc. [read post]
25 Sep 2014, 10:19 am by Lyle Denniston
The new  filings told the Court that the proposed settlement explicitly excludes one of the major securities firms involved  — Goldman Sachs & Co. [read post]
3 Jan 2014, 9:57 am by Kristen Bartlett
Goldman Sachs & Co., 693 F.3d 145 (2d Cir. 2012), Judge Baer allowed claims filed more than three years after the statute of repose, but which shared the “same set of concerns” as timely filed claims, to proceed. [read post]
26 Aug 2008, 3:14 pm
So far, Merrill Lynch & Co., Goldman Sachs Group, Deutsche Bank, Citigroup Inc., UBS Financial Services, Morgan Stanley, JPMorgan Chase & Co., and Wachovia Corp. have agreed to buy back frozen auction-rate securities from investors. [read post]
9 Oct 2007, 3:32 pm
Other firms sanctioned included UBS Securities; Bear Stearns & Co.; Credit Suisse Securities (USA) LLC ; Banc of America Securities LLC; Goldman Sachs & Co.; JP Morgan Securities; Wachovia Capital Markets LLC; and Keefe, Bruyette & Woods Inc. [read post]
23 Mar 2011, 5:30 am by Jenna Greene
On the Stand: Lloyd Blankfein, chief executive officer of Goldman Sachs Group Inc., will be called by U.S. prosecutors to testify as a government witness at Galleon Group LLC co-founder Raj Rajaratnam’s insider-trading trial, Bloomberg reports. [read post]
1 Jun 2007, 7:58 am
Squires, Chief Intellectual Property Counsel, Goldman, Sachs & Co Kathryn L. [read post]
5 Feb 2008, 11:42 am
“You people created this mess,” he told senior officials of Wall Street’s top firms, including Citigroup Inc., Goldman Sachs Group Inc., Merrill Lynch & Co. and Morgan Stanley. [read post]
3 Jul 2014, 7:10 pm by Sabrina I. Pacifici
They are: Bank of America Corporation, Bank of New York Mellon Corporation, Barclays PLC, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, Goldman Sachs Group, HSBC Holdings plc, JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, UBS AG, and Wells Fargo & Company. [read post]
10 Dec 2014, 4:48 pm by Sabrina I. Pacifici
Eight U.S. firms would currently be identified as GSIBs under the proposal: Bank of America Corporation, The Bank of New York Mellon Corporation, Citigroup Inc., The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley, State Street Corporation, and Wells Fargo & Company…The proposal builds on a GSIB capital surcharge framework agreed to by the Basel Committee on Banking Supervision (BCBS), augmented to address risks to U.S.… [read post]
7 Jul 2008, 6:06 pm
  Also indicative of current regulatory crises is the Fed's decision to put its banking examiners on-site at Goldman Sachs Group Inc., Lehman Brothers Holdings Inc., Merrill Lynch & Co. , and Morgan Stanley. [read post]
5 Sep 2012, 1:19 am
Corzine, who is also Goldman Sachs Group Inc.'s (GS) (GS) former co-chairman, left his position at MF Global last year, mere days after the brokerage giant failed in the wake of losses it sustained on European sovereign debt and its overwhelming inability to account for about $1.6 billion in customer funds. [read post]
17 Nov 2008, 11:00 pm
Connolly, Goldman, Sachs & Co. [read post]
18 Apr 2008, 9:47 am
• Goldman Sachs Group Inc. announced intentions to cut the weakest 5 percent of its employees. [read post]
25 Apr 2019, 12:02 pm by Silver Law Group
According to FINRA Disciplinary actions for April 2019, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Austin, Phillip   JP Morgan Securities   Chase Investment Services   Bishop, Tywan   Charles Schwab & Co   E Trade Securities    Delaney,… [read post]