Search for: "Hedge Fund Attorney"
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14 May 2012, 1:19 pm
That includes the so-called Volcker Rule, which generally bans banking institutions from investing in private equity or hedge funds or engaging in proprietary trading. [read post]
2 Feb 2007, 5:04 am
The SEC is charging Clarion Management LLP and its hedge fund manager, John Fife, with allegedly buying variable annuity contracts, with the intention of taking part in market timing in mutual funds on behalf of the hedge fund. [read post]
4 Aug 2010, 4:30 am
She has attracted new investors to the fund, which now stands at $1.95 billion, according to her attorneys. [read post]
20 Jun 2011, 2:14 am
The modified exemption can be found here: Section 260.204.9 (Effective July 21, 2011) Background information and the finding of emergency can be found here: California Finding of Emergency The notice can be found here: Notice of Emergency Action **** Bart Mallon is an attorney with a practice focused on hedge funds and investment adviser registration. [read post]
2 Dec 2008, 8:04 pm
In the lawsuit the hedge funds states... [read post]
22 Nov 2011, 10:07 am
Because when we hear a story about hedge funds it’s usually about some scam that was run by a hedge fund CEO that succeeded in swindling investors out of lots of money. [read post]
21 Jun 2007, 10:38 am
It the hedge fund is dissolved it would become the second blowup of hedge funds dealing in the high risk home loans, known as "subprime" mortgages. [read post]
29 Jan 2022, 8:34 am
____The attorneys at Sallah Astarita & Cox, LLC are former SEC Senior staff attorneys and counsel to brokerage firms, private funds, and investment advisors. [read post]
21 Aug 2017, 11:02 am
Through its management agreements with the hedge funds, including performance-based compensation, Deerfield received approximately $714,110 due to these trades. [read post]
10 Nov 2009, 7:46 am
A lawyer pleaded guilty Monday to impersonating representatives of both a hedge fund and a pension fund in order to assist disgraced ex-attorney Marc S. [read post]
9 Jul 2007, 12:53 am
The next day, in the biggest rescue of a hedge fund in almost a decade, Bear Stearns committed $3.2 billion to bail out the fund (later revised to $1.6 billion) That day, Mr. [read post]
30 Aug 2005, 12:11 pm
[JURIST] Leading Tuesday's corporations and securities law news, the Arizona Attorney General's office [official website] has announced that $101 million it seized earlier this year may belong to failed hedge fund company Bayou Management. [read post]
12 Aug 2016, 9:00 am
Bharara’s prosecutorial aggressiveness has resulted in a large number of convictions of banks, hedge funds and Wall Street insiders. [read post]
13 Jan 2016, 8:30 am
The current case exemplifies overreaching by a hedge fund to seek liability where none exists. [read post]
22 Aug 2018, 6:28 am
Most recently, in April 2018, a customer alleged that from 2013 to 2015, Morrissett misrepresented two hedge funds by providing misleading information to the customer about the suitability of the funds, when in fact the hedge funds were unsuitable to the customer’s investment objectives. [read post]
18 May 2012, 8:24 am
A compliance officer of a hedge fund is not in the same position as an attorney. [read post]
26 Sep 2012, 7:34 pm
The securities lawsuit against him and attorney Robert Custis was filed in the U.S. [read post]
19 Mar 2009, 3:16 am
In order to resolve these proceedings, the hedge fund entered into settlement agreements and agreed to pay $148 million in disgorgement. [read post]
22 Dec 2009, 5:15 am
Yesterday the SEC charged another attorney from Ropes & Gray LLP in the agency's ongoing investigation into a $20 million insider trading ring involving Wall Street traders, lawyers, and hedge fund managers. [read post]
11 Dec 2009, 6:22 am
Yesterday the SEC charged another attorney from Ropes & Gray LLP in the agency's ongoing investigation into a $20 million insider trading ring involving Wall Street traders, lawyers, and hedge fund managers. [read post]
