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3 Nov 2022, 11:00 pm
In some circumstances, foreign investors even have tax benefits (compared to local investors) for trading credits that are documented in the form of securities. [read post]
28 Oct 2022, 6:30 am
Cunningham (George Washington University), on Sunday, October 23, 2022 Tags: Board of Directors, Corporate governance, Institutional Investors, SEC, Shareholder activism, State law A Look Back at the 2022 Proxy Season Posted by Brigid Rosati, Kilian Moote, Rajeev Kumar, Michael Maiolo, Georgeson LLC, on Sunday, October 23, 2022 Tags: Asset management, Boards of Directors, ESG, Institutional Investors, Proxy season, Say on pay, Shareholder proposals,… [read post]
24 Oct 2022, 6:31 am
Additionally, institutional investors and proxy advisory firms have become more demanding in their relationships with and requirements of U.S. companies, including the proper role of other stakeholder objectives vis-vis those of investors. [read post]
21 Oct 2022, 7:15 am
To learn more about the firm’s recent claims involving high risk alternative investments, please see: The White Law Group files another Lawsuit against Centaurus Financial The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
21 Oct 2022, 6:30 am
Chia, Soundboard Governance LLC, on Friday, October 14, 2022 Tags: Corporate governance, Cybersecurity, Databases, ESG, Risk, Taxation Remarks by Commissioner Peirce before the University of California Irvine Audit Committee Summit Posted by Hester M. [read post]
21 Oct 2022, 4:00 am
Investors of all sizes are doubling down on the importance of ESG considerations ahead of midterm elections. [read post]
13 Oct 2022, 1:55 pm
-listed companies during the low-yield era of the COVID-19 pandemic was driven by institutional and retail investors’ access to cheap capital. [read post]
11 Oct 2022, 7:16 am
Another potential hurdle to implementing officer exculpation could be the attitudes of institutional investors and proxy advisory firms, both of which can play a key role in shareholder voting outcomes. [read post]
10 Oct 2022, 5:11 am
Reopened comment period closed on June 13, 2022.The Enhancement and Standardization of Climate-Related Disclosures for Investors (Release Nos. 33-11042, 34-94478; File No. [read post]
7 Oct 2022, 6:30 am
Kushner, FTI Consulting, on Thursday, October 6, 2022 Tags: Board of Directors, Institutional Investors, Mergers & acquisitions, Shareholder activism, Shareholder voting, Sustainability The Political Economy of the Decline in Antitrust Enforcement in the United States Posted by Filippo Lancieri and Luigi Zingales (University of Chicago Booth School of Business) , on Thursday, October 6, 2022 Tags: Antitrust, Capital markets, DOJ, FTC, political economy, special interests [read post]
5 Oct 2022, 8:34 am
But the proceeds will first be used to repay the institutional investors who lent GWG in excess of $380 million. [read post]
30 Sep 2022, 6:30 am
Boards Need More Women: Here’s How to Get There Posted by Maria Castañón Moats and Shannon Schuyler, PricewaterhouseCoopers LLP, on Friday, September 23, 2022 Tags: Board performance, Boards of Directors, Diversity, Institutional Investors, Risk oversight, Stakeholders How Compensation Decisions Support CEO Succession Posted by Blair Jones and Deborah Beckmann, Semler Brossy LLC, on Saturday, September 24, 2022 Tags: Boards of Directors,… [read post]
26 Sep 2022, 7:33 am
Sallah Astarita & Cox, LLC: Sallah Astarita & Cox “regularly represents financial institutions, broker-dealers, financial advisors, investor relations firms, insurance agents, and other clients . . . in matters arising from allegations of fraud, breach of fiduciary duty, failure to supervise, accounting misconduct, and negligence. [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory… [read post]
21 Sep 2022, 6:28 am
You may also explore other options like finding investors and crowdfunding. 2. [read post]
20 Sep 2022, 11:02 am
Today’s action sends a clear message to financial institutions that they must take seriously their obligation to safeguard such data. [read post]
16 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, September 9, 2022 Tags: Bitcoin, Cryptocurrency, Financial regulation, Financial technology, Howey test, SEC, Securities regulation, Stablecoins Proposed Additional Amendments to Form PF Posted by Jessica Forbes, Philip Heimowitz, and Mark Highman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, September 10, 2022 Tags: Cryptocurrency, Disclosure, Form PF, Hedge funds, Institutional Investors, Private equity,… [read post]
31 Aug 2022, 12:42 pm
The post Latest Headlines in Investment Fraud – August 2022 appeared first on Zamansky LLC. [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional… [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional… [read post]
