Search for: "JPMorgan Securities"
Results 161 - 180
of 910
Sort by Relevance
|
Sort by Date
14 Jun 2020, 7:00 am
JPMorgan Chase Bank, N.A. et al, a case pending in the Southern District of New York, and on May 22, 2020, U.S. [read post]
11 Jun 2020, 7:25 am
John Galanis (a/k/a “Yanni”) connected Anderson with Burnham Securities, Inc. [read post]
16 Apr 2020, 6:00 am
Restaurants are fighting back (CNBC by Amelia Lucas)Wells Fargo, JPMorgan Among Banks Sued Over SBA Virus Loan Aid (Bloomberg by David McLaughlin and Mark Niquette)Manhattan U.S. [read post]
10 Apr 2020, 4:20 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5165/securities-industry-commentator/The Virus Should Wake Up the West / The job of government is to protect its citizens. [read post]
10 Apr 2020, 4:20 am
The pandemic reveals that key institutions in Europe and the U.S. are no longer up to the job (Bloomberg by John Micklethwait and Adrian Wooldridge)The Pandemic Is Putting Law Students’ Futures on Hold / States are canceling bar exams while firms are shortening summer programs, clouding career prospects (Bloomberg by Meghan Tribe, Bob Van Voris, and Stephanie Russell-Kraft)Coronavirus spotlights risk at JPMorgan, Wells Fargo / Of the four largest banks, JPMorgan and… [read post]
25 Mar 2020, 10:51 am
(By Gontran de Quillacq)JPMorgan starts mandatory diversity training for managers after discrimination allegations (CNBC by Hugh Son)FINRA Imposes Fine and Suspension for Falsified SIE Exam Scores. [read post]
20 Mar 2020, 8:00 am
If approved, JPMorgan will become the first foreign firm to have complete ownership of its Chinese securities firm. [read post]
20 Mar 2020, 12:47 am
Justice Department Files Its First Enforcement Action Against COVID-19 Fraud / Federal Court Issues Temporary Restraining Order Against Website Offering Fraudulent Coronavirus Vaccine (DOJ Release) SEC Emergency Action Stops Digital Asset Scam / Defendants Claimed Expected Returns of Up to 224,923% (SEC Release)Traders Dread Getting Sent Home as Markets Move Faster Than WiFi (Bloomberg.com by Liz McCormick, Lananh Nguyen, and Stefania Spezzati)Stocks can return to records early next year if the US… [read post]
12 Mar 2020, 3:06 pm
These claims by the trustees and monoline insurers comprise RMBS (Residential Mortgage-Backed Securities) litigation. [read post]
11 Mar 2020, 8:47 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
6 Mar 2020, 1:30 am
JPMorgan Sees Shorts Behind $9 Billion Influx Into S&P ETF (Bloomberg by Katherine Greifeld)Update on Consolidated Audit Trail; Temporary COVID-19 Staff No-Action Letter; Reducing Cybersecurity Risks (SEC Release)CFTC Provides Relief to Market Participants in Response to COVID-19 (CFTC Release)CFTC Issues Second Wave of Relief to Market Participants in Response to COVID-19 (CFTC Release)Justice Department Announces Antitrust Civil Process Changes for Pendency of COVID-19 Event /… [read post]
5 Mar 2020, 12:19 pm
JPMorgan Chase Bank, N.A. 19-678Issue: Whether the government is entitled to absolute deference regarding its decision to dismiss a False Claims Act action under 31 U.S.C. [read post]
3 Mar 2020, 9:03 am
Rather, it is a digital representation of clients’ money at JPMorgan Chase, it always has the value equivalent to US dollars, and it is backed by the full faith and credit of JPMorgan Chase.In terms of use cases, the JPMorgan coin is not an attempt to replace the global payment system, but a mechanism designed to improve it, said Wen. [read post]
2 Mar 2020, 11:23 am
Technical standards and common security protocols are also needed to protect consumer access to data. [read post]
28 Feb 2020, 5:54 am
Class Action Settlements of All Time Posted by Jeffrey Lubitz and Mark Lloyd Flores, ISS Securities Class Action Services, on Tuesday, February 25, 2020 Tags: Class actions, Disgorgement, Pension funds, SEC enforcement, Securities enforcement, Securities litigation, Settlements U.S. [read post]
20 Jan 2020, 1:45 pm
Citigroup, Bank of America, Wells Fargo, and JPMorgan already agreed to loan Boeing money. [read post]
10 Jan 2020, 1:41 am
S. ____ (2020))The End of the Bonus Culture Is Coming to Wall Street (Bloomberg.com)JPMorgan Puts Senior Credit Trader on Leave Over WhatsApp Use (Bloomberg.com)CFTC Orders South Korean Company to Pay $700,000 for Spoofing (CFTC Release)... [read post]
9 Jan 2020, 11:43 am
JPMorgan — Two anonymous whistleblowers shared a SEC whistleblower award of $50 million (one receiving $37M; the other receiving $13M) relating to securities fraud by JPMorgan. [read post]
9 Jan 2020, 11:43 am
JPMorgan — Two anonymous whistleblowers shared a SEC whistleblower award of $50 million (one receiving $37M; the other receiving $13M) relating to securities fraud by JPMorgan. [read post]
31 Dec 2019, 9:12 am
SECThe Securities and Exchange Commission reported that it awarded approximately $60 million in awards to eight people “whose information and cooperation assisted the Commission in bringing successful enforcement actions. [read post]
