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13 Mar 2022, 5:13 pm by INFORRM
The Information Commissioner John Edwards said it is important employees report any suspicious emails, the Guardian reports. [read post]
3 Mar 2022, 8:01 am by Christopher Gorman
Morgan, alongside other financial services institutions, is employing AI for a range of use cases including anomaly detection, intelligent pricing and document analysis. [read post]
25 Feb 2022, 3:00 am by Jim Sedor
DiMassa and business associate John Bernardo are accused of creating phony businesses as a vehicle to steal federal money allocated to West Haven to defray the costs associated with the coronavirus pandemic. [read post]
11 Feb 2022, 3:00 am by Jim Sedor
National/Federal ‘Blue’ Suburban Moms Are Mobilizing to Counter Conservatives in Fights Over Masks, Book Bans and Diversity Education Washington Post – Annie Gowan | Published: 2/9/2022 Dozens of suburban moms from around the country dialed into an Ohio-based Zoom training session with the same goal – to learn how to combat the increasingly vitriolic rhetoric from parents whose protests over mask mandates and diversity education have turned school board meeting rooms… [read post]
28 Jan 2022, 3:00 am by Jim Sedor
House Committee on Ethics Opening Reviews of Two Lawmakers MSN – Morgan Rimmer and Annie Grayer (CNN) | Published: 1/24/2022 The House Committee on Ethics announced it is continuing two investigations based on reports from the Office of Congressional Ethics (OGE). [read post]
26 Jan 2022, 3:00 am by Jim Sedor
Campaign Finance National: “Ex-Giuliani Associate Fruman Sentenced to One Year in Prison in Campaign Finance Case” by Luc Cohen for Reuters Arizona: “Arizona Appeals Court Rebuffs Group’s Bid to Skip Campaign Law Fine” by Howard Fischer (Capitol News Services) for Arizona Daily Star Georgia: “Ethics Panel Says It Will Pursue Ex-Insurance Commissioner” by Associated Press for MSN Elections Georgia: “Georgia Prosecutor Granted Special Grand Jury in… [read post]
24 Jan 2022, 11:03 am by Kevin LaCroix
(“CAM”), which alleged that its CEO, John Calamos, breached his fiduciary duties in two distinct capacities: (1) as an officer and director of CAM, and (2) as a controlling shareholder of CAM. [read post]
20 Jan 2022, 12:16 pm by Kevin LaCroix
As I have noted on this site (most recently here), many of the SPAC-related securities class action lawsuits filed in 2021 arose after the target company’s share price declined following a short-seller report. [read post]
14 Jan 2022, 5:57 am
Schobel, Wachtell, Lipton, Rosen & Katz, on Sunday, January 9, 2022 Tags: Compensation disclosure, Dodd-Frank Act, ESG, Executive Compensation, Hart-Scott-Rodino Act, Institutional Investors, Proxy advisors, SEC, SEC rulemaking, Securities regulation Towards a Global ESG Disclosure Framework Posted by Martha Carter, Morgan McGovern, and Matt Filosa, Teneo, on Sunday, January 9, 2022 Tags: Accounting, Accounting… [read post]
Atlanta Financial Advisor Accused of Using an Unsuitable Options Investment Strategy Michael John Wagner, a longtime Morgan Stanley broker, is currently under scrutiny in the wake of recent customer disputes in which the claimants are requesting over $20M in damages. [read post]
7 Jan 2022, 3:00 am by Jim Sedor
Marjorie Taylor Greene’s Personal Account Over Covid-19 Misinformation Yahoo Finance – Yelena Dzhanova and John Dorman (Business Insider) | Published: 1/2/2022 Twitter permanently suspended U.S. [read post]
27 Dec 2021, 9:38 am by Silver Law Group
Morgan Securities LLC   Bobby Sullins   BB&T Securities, LLC   BB&T Investment Services, Inc. [read post]