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9 Nov 2010, 11:11 am
In any case, it's interesting to compare my views of the best (none) and worst (proxy access) provisions of Dodd-Frank to those of real world board members: During Corporate Board Member and NYSE Euronext's Annual Boardroom Summit, more than 400 board members answered ten questions about their feelings on various corporate governance requirements. [read post]
11 Oct 2010, 4:11 pm
The Leibowitz brothers -- one a top executive at NYSE Euronext, the other Jon Stewart -- have unsurprisingly divergent views on the controversial trading practice. [read post]
7 Oct 2010, 6:19 am
Chaired by Wilson Sonsini Goodrich & Rosati chairman Larry Sonsini, the NYSE Commission on Corporate Governance recently issued its final report, which was released by NYSE Euronext on September 23, 2010. [read post]
28 Sep 2010, 5:00 am
Last week, the NYSE Euronext released the final report of the NYSE–sponsored Commission on Corporate Governance. [read post]
17 Sep 2010, 1:19 am
Second, Judge Marrero also rejected the plaintiffs’ argument that because Alstom shares are "listed" on the NYSE, the claims of purchasers who acquired their shares anywhere in the world are cognizable under the U.S. securities laws. [read post]
1 Sep 2010, 11:28 am
But Lynn Martin, CEO, NYSE Euronext, said that the exchange opposes specific ownership limitations. [read post]
9 Aug 2010, 7:15 am
Martin made his remarks on a panel sponsored by his law firm and NYSE Euronext Inc. [read post]
3 Aug 2010, 5:03 am
NYSE Euronext said its quarterly profit rose 25 percent, beating expectations, as a surge in trading and revenue generation from new initiatives boosted the transatlantic exchange operator, Reuters reported. [read post]
15 Jul 2010, 9:22 am
are trading on the NYSE. [read post]
15 Jun 2010, 12:42 pm
NYSE Euronext and FINRA announced that they have completed the previously announced agreement under which FINRA will assume responsibility for performing the market surveillance and enforcement functions currently conducted by NYSE Regulation. [read post]
10 May 2010, 5:10 am
Under the agreement announced by the parties, FINRA will assume the regulatory functions for NYSE Euronext’s equities and options markets in the United States—specifically, NYSE, NYSE Arca, and NYSE Amex… Read this entire article for free, simply activate your free 15 day trial access to Securities Regulation & Law Report now. [read post]
10 May 2010, 3:39 am
The two largest U.S. stock exchange operators, NYSE Euronext and Nasdaq OMX Group, called a truce and issued a joint statement on Sunday, pledging to co-operate to get to the bottom of last week's dramatic stock market plunge, Reuters reported. [read post]
7 May 2010, 12:40 pm
Under the agreement, which is subject to review by the Securities and Exchange Commission, FINRA would assume the regulatory functions for NYSE Euronext's U.S. equities and options markets, being the NYSE, NYSE Arca and NYSE Amex. [read post]
4 May 2010, 11:57 am
NYSE Euronext (NYSE: NYX) and the Financial Industry Regulatory Authority (FINRA) today announced that they have agreed that FINRA will assume responsibility for performing the market surveillance and enforcement functions currently conducted by NYSE Regulation. [read post]
18 Sep 2009, 4:00 am
Rather than penalize General Motors for violating the standard, the NYSE opted to abandon the standard. [read post]
16 Sep 2009, 4:00 am
In France, for instance, while it is the Board of Directors of Euronext Paris that decides on the admission of financial instruments on its market, it consults with the Autorité des Marchés Financiers and seeks its observations before listing. [read post]
14 Sep 2009, 5:00 am
The NYSE (shorn of Euronext) came in at $14.4 trillion, and Nasdaq (shorn of OMX) at $3.6 trillion. [read post]
19 Aug 2009, 9:16 am
Market Transparency and Accountability Act of 2009 Misses the Mark R. [read post]
4 Aug 2009, 2:33 am
Specifically, "[b]oth NYSE Euronext (NYX) and Nasdaq OMX Group Inc. [read post]
28 Jul 2009, 10:51 am
“We’re confident that the information exchanged on our FTP site is not sensitive and will have no impact on NYSE Euronext systems or its customers. [read post]
