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1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
30 Apr 2008, 4:21 am
New York-listed brewer Anheuser-Busch has begun offering its stock on the Paris arm of transatlantic exchange NYSE Euronext after de-listing its shares from the London Stock Exchange on the back of low trading volumes. [read post]
1 May 2023, 10:00 pm
In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), new rules directing national securities exchanges, including the New York Stock Exchange (NYSE) and Nasdaq Stock Market (Nasdaq), to adopt listing standards for compensation recovery (clawback) policies were announced on October 26, 2022 by the US Securities and Exchange Commission (SEC). [read post]
12 Apr 2010, 2:00 am
Susan Merrill, who spent a total of six years as head of enforcement for the New York Stock Exchange regulatory arm and the entity that succeeded it, is to join Bingham McCutchen's broker-dealer group in New York this week. [read post]
15 Apr 2011, 5:12 am
The former chairman of the New York Stock Exchange, Richard Grasso, may run for mayor -- if certain things happen, like whether his nemesis, Eliot Spitzer, enters the race, The New York Times reports. [read post]
5 Apr 2012, 10:50 am
The social network will list its shares under the ticker symbol FB on the Nasdaq, a coup for the exchange embroiled in a fierce battle with the New York Stock Exchange for the darlings of Silicon Valley. [read post]
18 Feb 2004, 5:18 am
AP reports today that five top specialist firms on the New York Stock Exchange have tentatively agreed to a $240 million settlement with the Securities and Exchange Commission over allegations of "front-running," Wall Street [read post]
15 Mar 2007, 4:03 pm
Days after the subprime lender was delisted from the New York Stock Exchange, the AG got a restraining order to stop the failing company from accelerating foreclosures to help prevent its own bankruptcy. [read post]
3 Aug 2010, 5:23 am
Now that Kohlberg Kravis Roberts trades on the New York Stock Exchange, Roger Lowenstein asks in a Bloomberg News column: what's the point? [read post]
23 Jul 2020, 1:50 pm
It is easier to switch data processors than to remove an entire stock exchange to a new region. [read post]
25 Jun 2010, 7:45 pm
Fannie Mae dropped 39% to 56 cents and Freddie Mac went down 38% to 75 cents when the mortgage firm delisted their preferred and common shares from the New York Stock Exchange at the request of the Federal Housing Finance Agency. [read post]
15 Aug 2022, 5:18 am
Just over a year ago, the e-discovery company CS DISCO became one of just a handful of legal technology companies ever to go public, listing on the New York Stock Exchange. [read post]
8 Feb 2007, 4:54 am
The New York Stock Exchange Wednesday said it had fined Morgan Stanley $300,000 for its failure to stop a trader from entering an order to buy $10.8 billion of stocks - not $10.8 million as intended - an error that disrupted trading in nearly 700 listed stocks. [read post]
30 Oct 2012, 5:45 am
With New York still to feel the full impact of the storm Monday evening, fears remained that wind damage and possible power outages could test the ability of markets to reopen. [read post]
13 Jul 2011, 10:30 am
New York Stock Exchange (Reuters) Today, I came across a terrific photo collection of American flags. [read post]
27 May 2010, 6:46 am
It’s also the second-largest U.S. stock by market value, behind oil company Exxon Mobil Corp., valued at $278.6 billion on the New York Stock Exchange. [read post]
8 Jul 2011, 2:48 pm
Plus: New York Stock Exchange shareholders approve a merger with Deutsche Börse and Canadian officials may insist on reviewing the results of Nortel's huge patent sale. [read post]
6 Oct 2011, 6:46 pm
On October 4, 2011, it was announced that New York Attorney General Eric Schniederman and United States Attorney for the Southern District of New York Preet Bharara had filed separate lawsuits against BNY accusing it of overcharging state and other pension funds on foreign exchange fees and defrauding customers in the foreign exchange markets. [read post]
14 Dec 2022, 6:08 am
Call New York Securities Lawyers at 212-509-6544. [read post]
