Search for: "Paul Financial LLC"
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27 Jun 2020, 5:16 am
Paul Smith also died in that accident. [read post]
22 Jun 2020, 7:10 am
Xcentric Ventures LLC. [read post]
29 May 2020, 11:50 am
Attorney’s Office for the Southern District of Georgia announced charges against Paul Penn, who allegedly sought to sell 50 million non-existent N-95 masks to a foreign government. [read post]
21 May 2020, 6:40 am
According to FINRA Disciplinary actions for February 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Belesis, George Portfolio Advisors Alliance, LLC John Thomas Financial Berghausen, Joseph ADP Broker-Dealer, Inc Cetera Advisor… [read post]
19 May 2020, 10:11 am
Consumer Financial Protection Bureau and Department of Homeland Security v. [read post]
18 May 2020, 12:00 pm
Experts included Paul Barrett, Managing Director at BelHealth Investment Partners; Chase Culberston, Vice President at Ridgemont Equity Partners; Mark Miller, Director at Susquehanna Private Capital, LLC; Bill Southwick, Chief Executive Officer at QualDerm Partners; and Barry Tanner, Chairman at Physicians Endoscopy. [read post]
15 May 2020, 6:00 am
Rulemaking Petition to Allow Use of E-Signatures Posted by Cydney Posner, Cooley LLP, on Friday, May 8, 2020 Tags: COVID-19, Cybersecurity, Disclosure, Filings, Regulation S-T, SEC, SEC rulemaking, Securities regulation Director Oversight Duties Amidst COVID-19 Posted by Jane Goldstein, Daniel Lim, and Kenneth Monroe, Ropes & Gray LLP, on Friday, May 8, 2020 Tags: Boards of Directors, COVID-19, Delaware cases, Delaware… [read post]
8 May 2020, 9:36 am
Paul Ross Hantz Financial Services, Inc. [read post]
8 May 2020, 9:25 am
Paul Liebman Wells Fargo Advisors Financial Network, LLC Oppenheimer & Co, Inc. [read post]
8 May 2020, 5:58 am
Dallas, International Corporate Governance Network (ICGN), on Sunday, May 3, 2020 Tags: Capital allocation, Capital formation, Capital structure, COVID-19, Dividends, Executive Compensation, Long-Term value, Repurchases, Risk management, Shareholder value, Shocks Blood in the Water: COVID-19 M&A Implications Posted by Rodolfo Araujo, Paul Massoud, and Kosmas Papadopoulos, FTI Consulting, on Monday, May 4, 2020 … [read post]
3 May 2020, 4:16 pm
Media Law in Other Jurisdictions Australia In the case of Defteros v Google LLC [2020] VSC 219 a Victorian lawyer who made a name for himself representing members of the Melbourne underworld was awarded $40,000 damages from Google for defamation. [read post]
1 May 2020, 6:02 am
Dean, Mayer Brown LLP, on Monday, April 27, 2020 Tags: CARES Act, Compensation disclosure, COVID-19, Disclosure, Equity-based compensation, Executive Compensation, Executive performance, Firm performance, Pay for performance, Performance measures, Section 162(m), Stock options Is Financial Globalization in Reverse after the 2008 Global Financial Crisis? [read post]
24 Apr 2020, 11:33 am
In one such suit, Bella Vista LLC v. [read post]
24 Apr 2020, 4:42 am
Posted by Steve Pakela and Brian Scheiring, Pay Governance LLC, on Friday, April 17, 2020 Tags: Compensation disclosure, COVID-19, Equity-based compensation, Executive Compensation, Firm performance, Incentives, Management, Pay for performance, Stakeholders Delaware Emergency Order: Remote Shareholder Communication Meetings Posted by Andrew Freedman, Ron Berenblat, and Adrienne Ward, Olshan Frome Wolosky LLP., on Saturday, April 18,… [read post]
20 Mar 2020, 6:17 am
Bergman, Paul, Weiss, Rifkind, Wharton & Garrison LLP, on Wednesday, March 18, 2020 Tags: Boards of Directors, COVID-19, Disclosure, Form 10-K, Internal control, Regulation FD, SEC, Securities regulation Proposed Revisions to the Volcker Rule: Prohibitions and Restrictions with respect to Covered Funds Posted by Joel Wattenbarger and Gideon Blatt, Ropes & Gray LLP, on Thursday, March 19, 2020 Tags: Bank Holding Company… [read post]
13 Mar 2020, 6:31 am
Securities and Exchange Commission, on Sunday, March 8, 2020 Tags: Broker-dealers, Climate change, Disclosure, Environmental disclosure, ESG, Institutional Investors, Investment advisers, Investor protection, Proxy voting, SEC, Securities regulation, Sustainability Pervasive Threat of Business Email Compromise Fraud Posted by Jennifer Archie and Serrin Turner, Latham & Watkins LLP, on Monday, March 9, 2020 … [read post]
12 Mar 2020, 6:01 pm
Paul Fire & Marine Ins. [read post]
3 Mar 2020, 7:14 pm
Consumer Financial Protection Bureau. [read post]
3 Mar 2020, 1:59 pm
Consumer Financial Protection Bureau, is a close second. [read post]
