Search for: "Pennsylvania Lawyers Fund for Client Security" Results 161 - 180 of 289
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20 Mar 2017, 9:02 am by Eugene Volokh
Houston lawyer promises to bribe top men in D.C., make his clients’ criminal charges disappear. [read post]
19 Mar 2017, 5:05 pm by INFORRM
A senior barrister who failed to keep clients’ sensitive personal information secure has been fined £1,000 by the Information Commissioner’s Office. [read post]
9 Oct 2016, 2:54 pm by Kevin LaCroix
In the funding agreement, PDI increased the contingency fee of its lawyer (McKissock) from seven percent to one-third, with the further proviso that the litigation funders were to be repaid out of McKissock’s fee. [read post]
6 Oct 2016, 12:35 pm by Jonathan Tycko
 “Yesterday’s ruling is a victory not only for our client, but also for American industry, American consumers, and American taxpayers,” said Jonathan Tycko, one of the whistleblower’s lawyers who argued the case before the Third Circuit. [read post]
17 Sep 2016, 6:36 am by Adam Weinstein
  The FINRA regulatory matter concerns the agencies attempt to investigate the circumstances surrounding alleged sales of private securities transactions and client fund conversion. [read post]
7 Sep 2016, 1:19 pm by Rishabh Bhandari, Quinta Jurecic
The attack was reportedly funded by emissaries from Jabhat Fateh al-Sham, the militant group that split from al Qaeda in July. [read post]
1 Sep 2016, 7:56 am by Green, Schafle & Gibbs
The firm permitted the client to write checks against uncleared funds. [read post]
4 Aug 2016, 8:32 am by Green, Schafle & Gibbs
If you or someone you know has been a victim of investment fraud or broker misconduct, please contact our team of securities lawyers toll-free immediately for a free consultation at 1-888-462-3330 or via our online contact form. [read post]
24 Jun 2016, 6:54 am by Joe May
The ethics panel found Gessler violated the public trust when he used money from his office discretionary fund to attend a GOP lawyer’s event in Florida. [read post]
24 May 2016, 9:31 am by Green, Schafle & Gibbs
The findings stated that the firm failed to establish, maintain, and enforce a supervisory system and WSPs reasonably designed to prevent unsuitable mutual-fund switching and to supervise the sale of leveraged, inverse and inverse-leveraged exchange-traded funds (ETFs). [read post]
3 Feb 2016, 7:27 am by Green, Schafle & Gibbs
 FINRA Securities Litigation Lawyers If you or someone you know has been the v [read post]
8 Jan 2016, 6:12 am by Jim Sedor
But all the contributions have not stayed in Maine, or any of the other state Democratic parties to which Hillary Victory Fund donations have been funneled. [read post]
31 Dec 2015, 6:04 am by Adam Weinstein
The Securities and Exchange Commission (SEC) announced fraud charges against Parker, a former broker with Edward Jones through his DBA Parker Financial Services located in Indiana, Pennsylvania. [read post]
26 May 2015, 8:19 am by Rebecca Tushnet
The vehicle security research is funded by DARPA but worked on by Charlie Miller, unaffiliated w/university. [read post]
12 Jan 2015, 10:09 am by The Public Employment Law Press
Gatling is a member of the Board of Trustees for the New York LawyersFund for Client Protection. [read post]