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31 Jul 2020, 10:00 am by Silver Law Group
The SEC went on to detail that one of VALIC’s “primary goals” was to sell teachers their proprietary investment products, including fixed and variable annuities and a portfolio management product that charged an add-on advisory fee. [read post]
24 Jul 2020, 12:10 am by Public Employment Law Press
Thompson also served as custodian and investment advisor to the five New York City Pension Funds, where he managed a combined portfolio amounting to more than $100 billion at the close of his tenure. [read post]
24 Jul 2020, 12:10 am by Public Employment Law Press
Thompson also served as custodian and investment advisor to the five New York City Pension Funds, where he managed a combined portfolio amounting to more than $100 billion at the close of his tenure. [read post]
  Portfolio companies of a private equity fund can qualify for the program only if the borrower, the fund and all of its affiliated portfolio companies collectively pass one of the prongs of the eligibility test. [read post]
12 Jul 2020, 2:28 pm by Kevin LaCroix
  Of course, the portfolio companies still usually purchase D&O insurance. [read post]
16 Jun 2020, 10:06 am by Renae Lloyd
Oaktree Real Estate Income Trust, Inc., non-traded REIT, reportedly seeks to invest in “a diversified portfolio of income-producing real estate and real estate-related debt investments,” according to its website. [read post]
21 May 2020, 8:48 am by Alan Rosca
Many UBS customers lost a significant portion of their investment savings when their YES portfolios dropped 11% in value in Dec. 2018 and another 22% in March 2020. [read post]
21 May 2020, 8:48 am by Alan Rosca
Many UBS customers lost a significant portion of their investment savings when their YES portfolios dropped 11% in value in Dec. 2018 and another 22% in March 2020. [read post]
20 May 2020, 1:58 pm by Jason Rantanen
Most members have provided access to their entire patent portfolio; while others have instead pledged a particular technology, such as the New Jersey Institute of Technology, or copyrights, like Skopos Labs. [read post]
14 May 2020, 8:35 am by Kristian Soltes
JPMorgan also recently recommended having cryptocurrency in investment portfolios as its CEO, Jamie Dimon, changed his mind about bitcoin. [read post]
1 May 2020, 2:11 am by Shannon O'Hare
In addition to the tax and social measures taken to limit the economic and social disturbances deriving from the outbreak, the European Commission has authorised the French Government to guarantee, using state investment bank Bpifrance Financement S.A., up to EUR 300 bn of  loans granted to companies facing cash shortages as a result of this crisis. [read post]
13 Apr 2020, 4:19 pm by Kevin LaCroix
  Notably, the increase in frequency of Exchange Act securities class actions since 2018 has coincided with the end of the longest running bull market in U.S. history.[12][13]   As a result, more fervent shareholder recovery efforts can be expected as the fiduciary duties of institutional investment managers are tested and global investors in the U.S. capital markets seek nontraditional equity investment returns. [read post]
10 Apr 2020, 6:01 am
Mascari, Cornerstone Research, on Thursday, April 9, 2020 Tags: Accounting, Class actions, Merger litigation, Securities litigation, Settlements Annual General Meetings & COVID-19 Posted by Michael Laff, Institutional Shareholder Services, Inc., on Thursday, April 9, 2020 Tags: Boards of Directors, COVID-19, SEC, Securities regulation, Shareholder meetings, Virtual meetings Are Corporate Payouts Abnormally High in… [read post]
23 Mar 2020, 5:56 am
Posted by Jackie Cook and Jon Hale, Morningstar, Inc., on Monday, March 23, 2020 Editor's Note: Jackie Cook is Director of Manager Research and Jon Hale is head of sustainability research for Morningstar, Inc. [read post]
18 Feb 2020, 2:08 am by Renae Lloyd
The White Law Group is investigating potential securities fraud claims involving the liability that financial advisors or broker-dealers may have for improperly recommending the following EquiAlt private placement offerings: EquiAlt Fund II, LLC EquiAlt Fund, LLC EquiAlt Fund III EA SIP LLC EquiAlt Qualified Opportunity Zone Fund, LP EquiAlt Secured Income Portfolio REIT, Inc. [read post]
12 Feb 2020, 1:43 pm by Silver Law Group
GPB Capital Holdings Investment Weschke recommended that our client invest more than 25% of his portfolio in private placements with a company called GPB Capital Holdings. [read post]