Search for: "Portfolio Management & Investigations, LLC"
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18 Jan 2012, 1:43 pm
Also arrested were Sigma Capital Management analyst Jon Horvath, hedge fund portfolio manager Todd Newman, who used to work at Diamondback Capital Management LLC, and analyst Danny Kuo. [read post]
18 Jul 2013, 11:06 am
From what is known about non-traded REITs it appears that some broker-dealers may have over-concentrated clients portfolios in these illiquid investments and misrepresented the risks involved. [read post]
28 Mar 2011, 7:02 pm
” In addition to removing the Madoff trustee and his attorneys, the customers want an independent investigator appointed to investigate the trustee’s conduct throughout the liquidation. [read post]
11 Mar 2010, 1:00 pm
Attorney General Cuomo's investigation into corruption at the CRF has led to a number of criminal charges and six guilty pleas to date, including guilty pleas by former Liberal Party Chair Ray Harding, investment advisor Saul Meyer, hedge fund manager Barrett Wissman, Julio Ramirez, an unlicensed placement agent, and venture fund manager Elliott Broidy. [read post]
2 Mar 2021, 9:47 am
The merger reportedly combined two similar portfolios of corporate office and industrial properties with long-term, net leases to creditworthy tenants. [read post]
15 Dec 2021, 7:42 am
LLC? [read post]
28 May 2020, 8:02 am
Recovery of Investment Losses The White Law Group is currently representing numerous investors in claims against their brokerage firms in connections with their investments in risky GPB Capital offerings, including the following: Armada Waste Management LP (f/k/a GPB Waste Management LP) GPB Holdings II GPB Holdings I GPB Automotive Portfolio GPB Cold Storage GPB NYC Development GPB Holdings Qualified LP GPB Holdings Automotive LLC GPB Portfolio… [read post]
20 Sep 2018, 6:02 am
13 in federal district court in Maryland, charges Merrill, Ledford, and Jezierski, along with their entities, Global Credit Recovery, LLC, Delmarva Capital, LLC, Rhino Capital Holdings, LLC, Rhino Capital Group, LLC, DeVille Asset Management LTD, and Riverwalk Financial Corporation, with violations of the antifraud provisions of the federal securities laws.Common Signs of a Ponzi SchemeOnce you're inside a Ponzi Scheme, it can look… [read post]
18 Jan 2012, 9:55 am
Those arrested included Todd Newman, a former portfolio manager with hedge-fund firm Diamondback Capital Management who oversaw technology investments; Jon Horvath, a technology analyst with Sigma Capital Management, an affiliate of giant hedge fund SAC Capital Advisors, in Manhattan; and Danny Kuo, a vice president and technology-fund manager with the Whittier Trust Co. in South Pasadena. [read post]
11 Jan 2022, 12:45 pm
He also had his own firm, Shillin Wealth Management, which managed close to 3,000 accounts and had $135 million in assets under management, according to the charges. [read post]
16 Apr 2010, 1:06 pm
According to the SEC's complaint, the marketing materials for ABACUS all represented that the underlying RMBS portfolio was selected by ACA Management LLC (ACA), a third party with expertise in analyzing credit risk in RMBS. [read post]
20 Dec 2017, 7:54 am
Securities Investigation The White Law Group is investigating the liability that brokerage firms may have for selling Bakken Drilling Fund IV and other Coachman Energy offerings. [read post]
20 Nov 2016, 12:50 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
3 Feb 2016, 10:42 am
The investment attorneys of Gana LLP are investigating potential recovery options for investors in various high yield “junk” bond funds. [read post]
30 Nov 2023, 9:55 am
In response to the investigation, the firm voluntarily provided restitution to the affected customers. [read post]
30 Dec 2021, 4:22 am
A second entity is then formed by the sponsor to enter into a lease agreement with the investors, pursuant to which the investors become the landlord of the subject property and the second entity becomes the property manager. [read post]
6 Jan 2022, 1:18 pm
The REIT, which is currently listed on the Nasdaq, is focused on managing and acquiring a high-quality single and multi-tenant portfolio that is service-retail focused, according to its website. [read post]
2 Jul 2012, 10:02 am
He also did not comment on any pending investigations. [read post]
18 Jan 2012, 2:40 pm
Goyal and, in turn, tipped several others, leading to insider trades; • Diamondback portfolio manager Todd Newman, who was tipped by Mr. [read post]
4 Mar 2019, 10:31 am
Both the SEC and FINRA have opened respective investigations into GPB Capital Holdings, LLC, and Massachusetts securities regulators also announced their own investigation into GPB in September of 2018. [read post]
