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6 Jul 2021, 4:23 am by Franklin C. McRoberts
Though recreational sale of marijuana will not be legal until at least 2022, the legislation’s passage sets the stage for rapid development of a brand new, multi-billion-dollar, legal cannabis industry in the state. [read post]
17 Mar 2010, 7:51 am by admin
  The reason is simple: while using a punitive structure gets more rapid compliance, it also angers the customer, which has long-term costs. [read post]
1 Jan 2019, 9:05 pm by Joe Whitworth
We have annual reports like Operation Opson run by Europol and Interpol and the Rapid Alert System for Food and Feed (RASFF) analysis of recalls. [read post]
25 May 2022, 9:01 pm by Richard Zelichov and Trevor T. Garmey
In this article, we begin with the Securities and Exchange Commission (“SEC”) regulations that mandate risk disclosures, and the federal statutes that create civil liability for misleading statements. [read post]
25 Oct 2008, 12:18 am
Here is IP Think Tank’s weekly selection of top intellectual property news breaking in the blogosphere and internet. [read post]
1 Oct 2013, 5:44 am by Jay Baris
In response to the perceived threat presented by selective disclosure of material nonpublic information, by issuers, the Securities and Exchange Commission (SEC) adopted Regulation Fair Disclosure (“Regulation FD”) in 2000. [read post]
5 Sep 2007, 7:39 am
That tendency has been exacerbated by the advent of e-mail, which encourages rapid, fragmented, and short communications so that more and more context never makes its way into the communication. [read post]
23 Feb 2024, 4:34 am by Rob Robinson
DISCO Announces Fourth Quarter and Fiscal Year 2023 Financial Results CS Disco, Inc. [read post]
15 Dec 2020, 1:40 pm by Adam C. Ragan
Indiscriminate use of the new technology to blast calls randomly, and in rapid succession, became a “scourge of modern civilization. [read post]
1 Feb 2023, 9:05 pm by renholding
House of Representatives to ban Chinese-owned social media app TikTok from operating in the United States and widespread attention focused on the crypto industry following the November 2022 implosion of cryptocurrency exchange FTX). [read post]
5 Apr 2009, 1:26 pm
In December 2008, after the Securities and Exchange Commission (”SEC”) concurred in the exclusion of shareholder proposals seeking greater disclosure of risks related to mortgage investments at Washington Mutual, a coalition of over 60 investors called on then President-Elect Obama to limit the ability of companies to exclude shareholder proposals related to corporate risk evaluation.[10] The corporate governance challenges for the companies being targeted by these… [read post]
13 Jul 2021, 5:30 am by Sherron Watkins
Enron’s rapid collapse spawned over a dozen shareholder lawsuits and about the same number of Congressional investigations. [read post]
8 Dec 2021, 7:27 am by CFM Admin
On an annual basis, Securities and Exchange Commission (“SEC”) registered investment advisers (“SEC RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if: (i) the SEC RIA has disclosed nonpublic personal information other than in connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
8 Dec 2021, 11:27 am by CFM Admin
On an annual basis, Securities and Exchange Commission (“SEC”) registered investment advisers (“SEC RIAs”) are required to provide natural person clients with a copy of the firm’s privacy policy if: (i) the SEC RIA has disclosed nonpublic personal information other than in connection with servicing consumer accounts or administering financial products; or (ii) the firm’s privacy policy has changed. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
Securities and Exchange Commission’s (SEC’s) cybersecurity regulatory and enforcement onslaught continues . . . [read post]