Search for: "Stanley Smith "
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22 Dec 2020, 8:43 am
The whistleblower had been a broker at Morgan Stanley Smith Barney. [read post]
17 Dec 2020, 11:35 am
A former South Florida Morgan Stanley Smith Barney broker’s decision to blow the whistle on alleged misconduct has resulted in an almost $1.8 million award from the Securities and Exchange Commission, which said the complaint helped uncover crucial evidence and claw back millions for investors.Represented by James Sallah of Sallah Astarita & Cox, LLC and Scott Silver of Silver Law Group the complaint revolved around a foreign currency trading program called “CitiFX… [read post]
16 Dec 2020, 10:29 am
Morgan Stanley Smith Barney LLC established the law of the circuit on a nifty issue of subject matter jurisdiction in the context of arbitration. [read post]
15 Dec 2020, 9:45 am
Our client was a financial advisor at broker-dealer Morgan Stanley Smith Barney, LLC (Morgan Stanley). [read post]
3 Dec 2020, 5:35 am
Charles Stanley & Co] Tribunal hearings: An appeal against a decision to hold a merits hearing in person rather than remotely during the pandemic has been dismissed, reiterating the strong case management discretion held by judges. [read post]
20 Nov 2020, 7:45 am
Peter Walsworth Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Brokers and brokerage firms are obligated to satisfy all FINRA arbitration judgements, without any unreasonable or unwarranted delay. [read post]
16 Nov 2020, 11:09 am
" The subcommittee will hear testimony from Patricia Hastings, the chief consultant for post deployment health services at the Department of Veterans Affairs, and David Smith, the deputy assistant secretary of defense for health readiness. [read post]
23 Oct 2020, 8:03 am
Deependra Logani Morgan Stanley Smith Barney LLC Santander Securities LLC Anthony Mastroianni Jr. [read post]
23 Oct 2020, 3:00 am
Government Concludes Iran Was Behind Threatening Emails Sent to Democrats MSN – Ellen Nakashima, Amy Gardner, Isaac Stanley-Becker, and Craig Timberg (Washington Post) | Published: 10/22/2020 U.S. officials accused Iran of targeting American voters with faked but menacing emails and warned both Iran and Russia had obtained voter data that could be used to endanger the upcoming election. [read post]
15 Oct 2020, 9:30 pm
" Using case files from the papers of Supreme Court Justice Stanley Forman Reed, as well as other archival materials from the collections, the exhibit explores how Smith v. [read post]
9 Oct 2020, 3:00 am
Facebook Imposes Major New Restrictions on QAnon, Stepping Up Enforcement Against the Conspiracy Theory MSN – Craig Timberg and Isaac Stanley-Becker (Washington Post) | Published: 10/6/2020 Facebook imposed sweeping new sanctions on the QAnon conspiracy theory, expanding its policy to remove all affiliated groups and pages, and all accounts on the Facebook subsidiary Instagram, even if they do not violate other policies by inciting violence or trafficking in hate speech. [read post]
4 Oct 2020, 4:04 pm
In Fox v Channel Seven Adelaide Pty [2020] SASC 180 Stanley J considered an application to strike out certain particulars in a defence as being disproportionate and an abuse of the process. [read post]
3 Sep 2020, 8:21 am
Cindy Fuzie Morgan Stanley MML Investors Services, LLC Michael Garris Wells Fargo Clearing Services, LLC Morgan Stanley Smith Barney Rajesh Gupta Morgan Stanley Smith Barney JP Morgan Securities LLC James McEnerney, Jr. [read post]
29 Jul 2020, 12:44 pm
Jeffrey Hill Wells Fargo Advisors Dougherty & Company LLC Tracy Kirby Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc David Moxom UBS Financial Services Inc. [read post]
29 Jul 2020, 12:20 pm
Morgan Securities LLC Chase Investment Services Corp Christian Evans Morgan Stanley Highland Capital Funds Distributor, Inc. [read post]
27 Jul 2020, 6:45 pm
Bach & Company Damion Smith Great Gable Wealth Management Morgan Stanley Walter Taylor, Jr. [read post]
23 Jul 2020, 5:55 am
Key Findings Allowing companies to fully and immediately deduct investments in structures is one of the most cost-efficient ways lawmakers can stimulate investment, create jobs, and boost GDP during a post-pandemic recovery. [read post]
21 Jul 2020, 4:30 am
Before that, Mike Carter was a broker with Morgan Stanley Smith Barney for almost two years between June 2009 and May 2011. [read post]
21 Jul 2020, 4:30 am
Before that, Mike Carter was a broker with Morgan Stanley Smith Barney for almost two years between June 2009 and May 2011. [read post]
16 Jun 2020, 7:14 am
Matthew Francis Morgan Stanley Smith Barney Morgan Stanley & Co Incorporated James Heafner Retirement Wealth Advisors, Inc. [read post]
