Search for: "U.S. Commodity Futures Trading Commission"
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26 Sep 2022, 7:33 am
Akin Gump Stauss Hauer & Feld LLP: Akin Gump describes its practice as being pro-defense: “We routinely represent clients—including companies and individuals based in the United States and around the world—in investigations conducted by the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), self-regulatory organizations such as the Financial Industry Regulatory Authority (FINRA) and state… [read post]
23 Sep 2022, 2:00 pm
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
18 Sep 2022, 11:06 am
The framework encourages sectoral regulators such as the Securities and Exchange Commission (SEC) and the Commodities Futures Trading Commission (CFTC) to “aggressively pursue investigations and enforcement actions against unlawful practices in the digital assets space. [read post]
12 Sep 2022, 8:15 am
Over in the Senate, the Armed Services Committee holds a nomination hearing to debate President Biden’s nominee for Chief of Space Operations for the Department of Defense, while the Senate Agriculture Committee reviews a proposed bill that would grant jurisdiction to the Commodity Futures Trading Commission to regulate the spot digital asset market. [read post]
12 Sep 2022, 8:15 am
Over in the Senate, the Armed Services Committee holds a nomination hearing to debate President Biden’s nominee for Chief of Space Operations for the Department of Defense, while the Senate Agriculture Committee reviews a proposed bill that would grant jurisdiction to the Commodity Futures Trading Commission to regulate the spot digital asset market. [read post]
8 Sep 2022, 9:01 pm
Some stablecoins purportedly are backed by reserves of U.S. dollars. [read post]
7 Sep 2022, 8:47 am
Commodity Futures Trading Commission (CFTC) issued a Notice of Covered Action (NCA) for an enforcement action taken against a New Jersey resident and his company. [read post]
6 Sep 2022, 12:21 pm
Senators Kirsten Gillibrand (D-NY) and Cynthia Lummis (R-WY) introduced legislation on June 7, 2022 that would implement and divide oversight of the cryptocurrency market between the Securities and Exchange Commission (“SEC”) and the Commodity Futures Trading Commission (“CFTC”). [read post]
31 Aug 2022, 9:01 pm
Commodity Futures Trading Commission announced an investigation in relation to whether Glencore (or its subsidiaries) possibly violated various provisions of the Commodity Exchange Act or regulations, through corrupt practices in connection with commodities. [read post]
31 Aug 2022, 8:12 am
Commodity Futures Trading Commission (CFTC) Whistleblower Program has had a total profit of over $2.6 billion. [read post]
28 Aug 2022, 6:34 pm
Commodity Futures Trading Commission defines wash trading as “entering into, or purporting to enter into, transactions to give the appearance that purchases and sales have been made, without incurring market risk or changing the trader’s market position. [read post]
26 Aug 2022, 10:56 am
The effect would be similar, but with a stronger emphasis on classifying Ethereum as a commodity — putting it under the purview of the less heavy-handed Commodities Futures Trading Commission (CFTC). [read post]
24 Aug 2022, 9:01 pm
It is still unclear whether the investigation will result in an enforcement action.[15] Other Financial Regulatory Agencies Beyond the SEC, other financial regulatory agencies have clearly signaled to the market that they intend to step up ESG regulation and enforcement: Approximately two weeks after the SEC announced its creation of the Climate and ESG Task force, the Commodity Futures Trading Commission (“CFTC”) established its own Climate Risk Unit… [read post]
15 Aug 2022, 8:38 am
Pham also suggested that a future rulemaking consider the additional issues of trade execution and post-trade risk reduction.CFTC Commissioner Kristin N. [read post]
14 Aug 2022, 9:01 pm
Each bill would bring much needed clarity to the regulatory landscape in part by strengthening the role of the Commodity Futures Trading Commission instead of fully empowering the Securities and Exchange Commission to regulate the digital asset industry. [read post]
11 Aug 2022, 9:50 am
Individuals can disclose information relevant to potential FCPA violations to either the SEC or the Commodity Futures Trading Commission (CFTC). [read post]
11 Aug 2022, 6:32 am
Today [Aug. 10, 2022], the Commission is considering whether to propose joint amendments with the Commodity Futures Trading Commission (CFTC) to Form PF, an important reporting tool that the Commission and the Financial Stability Oversight Council (FSOC) use, respectively, to protect investors and monitor systemic risk. [read post]
11 Aug 2022, 6:32 am
Today [Aug. 10, 2022], the Commission is considering whether to propose joint amendments with the Commodity Futures Trading Commission (CFTC) to Form PF, an important reporting tool that the Commission and the Financial Stability Oversight Council (FSOC) use, respectively, to protect investors and monitor systemic risk. [read post]
11 Aug 2022, 3:15 am
The potential addition of cryptocurrency data to the reporting requirements for hedge funds comes as the SEC and its sibling agency, the Commodity Futures Trading Commission, weigh a broader set of updates that would expand the scope of Form PF. [read post]
10 Aug 2022, 9:01 pm
ENDNOTES [1] See Commodity Futures Trading Commission, “CFTC and SEC Approve Confidential Private Fund Risk Reporting” (Oct. 31, 2011), available at https://www.cftc.gov/PressRoom/PressReleases/6132-11 [read post]
