Search for: "William R. Dodds"
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9 Jul 2021, 10:10 pm
William Humphrey chose this latter route after FDR fired him. [read post]
29 Sep 2015, 10:01 pm
Dodd are representing Kilgore. [read post]
21 Feb 2011, 11:20 am
Albright, William S. [read post]
9 Oct 2020, 6:05 am
Li (CUNY), and Michelle Liu (CUNY), on Tuesday, October 6, 2020 Tags: Deferred prosecution agreements, Management, Misconduct, SEC, SEC enforcement, Securities enforcement, Securities fraud, Securities regulation Proposed Rules Relating to the Reporting Threshold for Institutional Investment Managers Posted by Andrew R. [read post]
24 Mar 2014, 4:30 am
I have recently written about several aspects of internal investigations, in order to emphasize how to handle internal whistleblower complaints in light of the Dodd-Frank implications. [read post]
15 Jan 2021, 5:58 am
Kahan, Wachtell, Lipton, Rosen & Katz, on Thursday, January 14, 2021 Tags: Dodd-Frank Act, ESG, Executive Compensation, ISS, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Section 162(m) DeFi and the Future of Finance Posted by Campbell R. [read post]
18 May 2018, 6:01 am
Glickman, William H. [read post]
25 Sep 2011, 4:48 pm
Antar Dag Blog -"Crazy Eddie" Fraudster Sam Antar To Return To Crime - Thanks to Darrell Issa & Anti-Regulation Republicans by William K. [read post]
2 May 2007, 8:08 am
Williams, whuile one smart cookie, has long been known as a proponent of OCC hegemony in all things banking. [read post]
7 Jun 2011, 12:25 pm
Schoepfer & Mark Dodds, Internships in sport management curriculum: should legal implications of experiential learning result in the elimination of the sport management internship? [read post]
2 Dec 2010, 9:16 am
Dodd, Victoria J.Durham, N.C. : Carolina Academic Press, c2010.Election LawKF4886 .K37 2010Campaign rules : a 50-state guide to campaigns and elections in America / Nina Kasniunas and Daniel M. [read post]
20 Jul 2023, 10:44 am
On June 13, 2023, the SEC internal communication documents related to William Hinman’s speech on digital asset transactions on June 14, 2018 were released to the public. [read post]
16 Dec 2010, 6:30 am
Jean Dodds Dr. [read post]
26 Aug 2010, 10:15 pm
President Kennedy's SEC Chairman, William Cary, urged that the SEC should pre-empt Delaware Corporate Law entirely to stop this "pygmy among the 50 states" that "denigrates national policy. [read post]
25 Jul 2011, 7:26 am
Court of Appeals for the Second Circuit has finally issued its opinion in the CSX case in which the District Court addressed whether the long party in a cash-settled total-return equity swap should be considered the beneficial owner of the underlying shares for reporting purposes under Section 13(d) of the Williams Act. [read post]
4 Dec 2016, 7:24 pm
The Enron’s boards oversight failures were chronicled by the board’s special investigative committee led by William C. [read post]
11 Apr 2017, 5:37 pm
Second, despite the magnitude of the bank’s scandal, the circumstances involved are not of the type that would trigger the executive compensation clawback provisions of the Sarbanes-Oxley Act or of the Dodd-Frank Act, both of which provide for compensation clawback only in the event of a restatement. [read post]
28 Jan 2013, 2:38 pm
Implementation of the Dodd-Frank financial reforms means Governance professionals will also benefit. [read post]
26 Mar 2012, 6:52 am
Speaker: William F Patry (Chief Copyright Counsel, Google Inc.) [read post]
23 May 2011, 6:28 pm
Republican Presidential hopeful Michelle Bachmann wants to completely repeal Dodd-Frank, so white-collar criminals will never have to worry about potential whistleblowers. [read post]