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20 Dec 2017, 3:02 pm
The webcast included a discussion of the following topics: Version 1.1 Reflects Significant Industry Feedback. [read post]
8 Sep 2008, 11:39 am
., rejected claims by STR Holdings that a former employee working for a rival misappropriated trade secrets in developing an encapsulant that shields solar modules from weather damage.STR Holdings, which employs 1,700 Specialty Technology Resources Inc. employees at facilities in the United States and Spain, said the ruling "will not have a material impact on our business. [read post]
2 Apr 2022, 12:37 pm
The Financial Industry Regulatory Authority (“FINRA”) has sanctioned Geneos Wealth Management, Inc. [read post]
19 Aug 2010, 3:47 pm
Every year, across the entertainment industry, leading foreign national artists hold U.S. performances or participate in them. [read post]
14 Aug 2009, 9:58 pm
The Biotechnology Industry Organization (BIO) will be holding its Intellectual Property Counsels' Committee (IPCC) Fall Conference & Meeting on October 26-28, 2009 in Washington, DC. [read post]
27 Oct 2021, 7:03 am
Couple’s FINRA Arbitration Claim Seeks Up to $500K in Damages A retired couple from Payson, Utah have filed a Financial Industry Regulatory Authority (FINRA) arbitration claim against Woodbury Financial Services over losses they sustained while investing in GPB Capital Holdings LLC, CIM REIT, and other privately traded entities. [read post]
19 Sep 2011, 2:33 pm
The Financial Industry Regulatory Authority (FINRA) recently fined UBS Financial Services, Inc. $2.5 million, and required the firm to pay $8.25 million in restitution to customers. [read post]
14 Apr 2022, 1:35 pm
This retail customer has filed a Financial Industry Regulatory Authority (FINRA) arbitration claim requesting damages for his losses. [read post]
20 Jul 2022, 12:17 pm
These risky, illiquid junk bonds are from GWG Holdings, Inc., which filed for Chapter 11 bankruptcy protection in April 2022. [read post]
9 Nov 2020, 1:39 pm
GPB Capital Holdings is accused of running a $1.8B Ponzi scam. [read post]
28 Jul 2010, 4:10 am
California Insurance Commissioner Steve Poizner announced on July 1, 2010 that insurers in his state had sold about 20% of the assets the industry holds in the 50 companies that the California Department of Insurance ("CDI") has identified as doing business with Iran's nuclear, energy and defense sectors. [read post]
5 Aug 2022, 7:00 am
He’s accused of churning in older investors’ accounts and encouraging them to surrender their annuities and mutual fund holdings to buy bonus annuities. [read post]
9 Jan 2008, 5:05 pm
On 22 and 23 May 2008, the Europa Institute of the Utrecht University School of Law (Netherlands) will hold a conference entitled "Judicial Review in Competition Law and Economic Regulation". [read post]
8 Apr 2022, 7:52 am
FINRA Accuses Broker-Dealers of Negligence and Unsuitability The Financial Industry Regulatory Authority (FINRA) recently fined three brokerage firms for negligently selling GPB Capital Holdings private placements to retail customers. [read post]
9 Jun 2011, 9:54 pm
Reuters noted of the i4i case: Google Inc, Yahoo Inc and trade groups such as the Computer & Communications Industry Association supported Microsoft [read post]
14 Oct 2024, 1:39 pm
Additional Considerations for Companies in the Crypto Industry Stay up to Date: Though difficult given the quickly evolving legal landscape, it is important that industry insiders keep informed of legal developments across jurisdictions. [read post]
17 Jan 2014, 9:57 am
To date, China’s current holdings in U.S. real estate, plants and operations total only about $54 billion. [read post]
17 Jan 2014, 9:57 am
To date, China’s current holdings in U.S. real estate, plants and operations total only about $54 billion. [read post]
21 Oct 2019, 9:15 am
House committees will also hold two field hearings outside of D.C. on improving Internet connectivity in rural communities and community initiatives in smart mobility programs. [read post]
31 Oct 2011, 6:46 am
Ontario’s Divisional Court has overturned a decision by the Ontario Labour Relations Board (the “OLRB”), in which the OLRB took jurisdiction as arbitrator over a grievance in the construction industry under section 133 of the Act. [read post]
