Search for: "2013 ATTORNEY REGISTRATIONS" Results 21 - 40 of 1,597
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23 Oct 2023, 3:17 pm by Paul Premack
If this passes, then Senate Bill 10 expresses how it will work: a one-time 2% cost of living allowance (COLA) for teachers who retired from 2013 to 2020, a 4% COLA for those who retired from 2001 to 2013, and a 6% COLA for earlier retirees. [read post]
5 Oct 2023, 8:21 am by Cari Rincker
Dep’t of State, Games of Chance Registration, https://dos.ny.gov/games-chance-registration (last visited Aug. 15, 2023); Fla. [read post]
22 Sep 2023, 1:48 pm by Alan Rosca
Cangialosi allegedly was a broker for Legend Securities LLC, based in New York, New York, from 2013 to 2016. [read post]
22 Sep 2023, 1:48 pm by Alan Rosca
Cangialosi allegedly was a broker for Legend Securities LLC, based in New York, New York, from 2013 to 2016. [read post]
22 Sep 2023, 1:48 pm by Alan Rosca
Cangialosi allegedly was a broker for Legend Securities LLC, based in New York, New York, from 2013 to 2016. [read post]
29 Aug 2023, 12:32 pm by The White Law Group
The firm was sanctioned and fined in 2011, 2013 and again in 2016, according to FINRA. [read post]
25 Aug 2023, 12:30 pm by John Ross
No need to disturb a $700k jury verdict against a Baltimore, Md. warden who (in 2013) was deliberately indifferent to the risk his officers would assault a detainee. [read post]
24 Aug 2023, 9:05 pm by Elizabeth Martinez
Rahul Garabadu, a senior voting rights staff attorney at the ACLU of Georgia, praised the decision as an “important victory for every eligible voter in Georgia. [read post]
20 Jul 2023, 10:44 am by Marcia Delgadillo
The complaint alleged that since 2013, Ripple issued over 14.6 billion units of its native token, XRP, in exchange for consideration of over $1.38 billion without registering the offer and the sale of such token with the SEC. [read post]
19 Jul 2023, 3:13 am by Cari Rincker
Above all, have an attorney review the waiver of liability to ensure it complies with applicable state laws and will pass muster if tested in court. [read post]
9 Jun 2023, 12:34 pm by Joshua Lloyd
Id. at **22-29 (consumers not required to and did not click on “terms and conditions” hyperlink to complete registration process). [read post]
26 May 2023, 4:00 am by Jim Sedor
An attorney for Harlan Crow told the committee Crow did not have to answer questions about reports Thomas did not disclose that Crow had provided luxury vacations for the justice, bought property from him and paid for a relative’s private education. [read post]
17 May 2023, 11:30 am by The White Law Group
  August 2013: FINRA censured and fined MML Investors Services $125,000 and ordered it to pay $760,000 in restitiution. [read post]
12 May 2023, 4:00 am by Jim Sedor
California – Former Top City Attorney Gets 9 Months of Home Detention in DWP Corruption Case MSN – Dakota Smith (Los Angeles Times) | Published: 5/9/2023 A former high-level lawyer in the Los Angeles city attorney’s office was sentenced to nine months of home detention for taking part in an extortion scheme tied to the Department of Water and Power’s (DWP) 2013 billing scandal. [read post]
28 Apr 2023, 11:30 am by John Ross
In 2013, man is walking to bus stop and accepts a ride from an acquaintance who'd serendipitously driven by. [read post]
13 Apr 2023, 1:32 pm by The White Law Group
  December 2013 – Sterne Agee was fined $75,000 for supervisory system failures and other industry violations. [read post]
11 Apr 2023, 2:11 pm by vforberger
First, the Department already requires claimants to do this registration. [read post]
5 Apr 2023, 7:14 pm by D. Daxton White
  To use BrokerCheck, simply enter the name or registration number of a broker or firm in the search box on the FINRA website. [read post]