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1 Feb 2017, 7:28 am by SEClaw Staff
Financial Company Charged With Improper Accounting and Impeding WhistleblowersSeattle-based financial services company HomeStreet Inc. has agreed to pay a $500,000 penalty to settle charges that it conducted improper hedge accounting and later took steps to impede potential whistleblowers.Company Settles Charges Over Undisclosed Perks and Improper Use of Non-GAAP MeasuresNew York-based marketing company MDC Partners has agreed to pay a $1.5 million penalty to settle… [read post]
8 Apr 2015, 12:10 pm by Venkat Balasubramani
, but a few things clearly influence the court’s decision: (1) the accounts were named after the business; (2) the accounts were linked to the business web-page; (3) Alcede granted an employee with access to post to one of the accounts; and (4) many of the posts promoted the business, or products or services offered by it. [read post]
26 Sep 2009, 8:36 am
So… two lessons, perhaps: 1). stay well away from the Rocky Mountain Bank; 2). keep worrying about laying up treasure in the cloud. [read post]
5 Sep 2023, 4:21 am by Peter J. Sluka
” On November 1, 2021, Plaintiff commenced a one-count suit against Kahlon, seeking an accounting of TJM from 2004 through 2021. [read post]
26 Jan 2012, 8:40 am by D. Daxton White
The Financial Industry Regulatory Authority (FINRA) announced that it has fined Merrill Lynch, Pierce, Fenner & Smith Inc., $1 million for supervisory failures that allowed a registered representative at Merrill Lynch’s branch office in San Antonio, Texas, to use a Merrill Lynch account to operate a Ponzi scheme. [read post]
16 May 2014, 8:39 am
In opposition of the modification on payment terms, CGI Federal, Inc., the Region B Recovery Auditor, submitted pre-award protests to the federal Government Accountability Office (GAO) asking for a change to the new payment terms. [read post]
25 Oct 2012, 8:14 am
Investors who sustained losses in David Lerner Associates, Inc. or Apple REIT investment accounts should contact Blum Law Group at 1-877-Stock Law (786-2552) or email blum@stockattorneys.com for a free case evaluation. [read post]
18 Feb 2014, 4:00 am by Paula Black
 When I read 4 Simple Ways to Boost Accountability by Lee Colan, Inc. [read post]
8 Jun 2018, 6:47 am
Global Governance: Board Independence Standards and Practices Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, June 1, 2018 Tags: Asia-Pacific, Board independence, Boards of Directors, Europe, International governance, Securities regulation Caremark and Reputational Risk Through #MeToo Glasses Posted by Arthur H. [read post]
16 Oct 2017, 11:17 am by Adam Weinstein
  Between 2002 and 2010 Newsholme was president of two predecessor tax, accounting, and financial planning firms in Matawan, New Jersey – Newley Financial Group, Inc. and Newsholme Financial Center LLC. [read post]
25 Jan 2021, 8:34 am by Eric Goldman
This court opinion says that Twitter’s TOS enforcement, including account suspensions, is fully protected by Section 230(c)(1). [read post]
22 Dec 2023, 7:39 am by Cynthia Marcotte Stamer
Sharing the same user account is forbidden and is grounds for terminating FLAG access. [read post]
14 May 2015, 7:09 am by John Jascob
Jascob, J.D.The Campaign for Accountability has filed a lawsuit on behalf of investor Stephen Silberstein in an attempt to force the SEC to adopt rules requiring the disclosure of political contributions by public companies. [read post]
2 Dec 2009, 6:50 pm by Randall Reese
(Eastern) as the general bar date (or deadline) for the filing of proofs of claim on account of pre-petition claims against Holley Performance Products, Inc. [read post]