Search for: "AEGIS FUNDING CORPORATION"
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4 Mar 2024, 5:56 pm
The text of the Corporate Transparency Act may be accessed HERE. [read post]
23 Jan 2024, 8:49 am
Michael Fasciglione (CRD# 1806486) is a previously registered broker last employed with Aegis Capital Corp. [read post]
8 Jun 2023, 9:01 pm
Any increases could be funded by one-off payments from banks, by way of levy. [read post]
24 Mar 2023, 3:00 pm
Jim Dempsey identified deficits in corporate compliance with cybersecurity protocols and the imperative of upgrading enforcement mechanisms to protect consumers. [read post]
10 Jul 2022, 1:53 pm
An effort to close the communication gap between legal technologists and the lawyers and legal professionals they serve. [read post]
23 Jun 2022, 7:14 am
At issue were certain funds owed to the the debtor in the U.S. that a U.S. creditor was attempting to garnish. [read post]
6 Nov 2021, 5:34 am
Notably, the bill also contains confidentiality and nondisclosure clauses, making it a corporate-friendly one in possible detriment of public interest. [read post]
21 Apr 2021, 9:37 am
AEGIS CAPITAL CORP. [read post]
20 Nov 2020, 6:57 am
May Kim Pruco Securities, LLC Evan Nadelman Aegis Capital Corp. [read post]
15 Oct 2020, 3:14 am
Pratul Victor Agnihotri Suspended and Fined $7.5K by FINRA Starting February 2015 until January 2019, while associated with Aegis Capital Corporation and Spartan Capital Securities, broker Pratul Agnihotri reportedly formed and became the Chief Executive Officer of Exergizer Corporation, a company that purportedly sold an exercise apparatus, according to his Brokercheck page. [read post]
15 Oct 2020, 3:14 am
Pratul Victor Agnihotri Suspended and Fined $7.5K by FINRA Starting February 2015 until January 2019, while associated with Aegis Capital Corporation and Spartan Capital Securities, broker Pratul Agnihotri reportedly formed and became the Chief Executive Officer of Exergizer Corporation, a company that purportedly sold an exercise apparatus, according to his Brokercheck page. [read post]
30 Jun 2020, 12:47 pm
Aegis Capital Corporation reportedly serves as the book runner for the offering. [read post]
5 Feb 2019, 1:13 pm
In a time when U.S. tech employees are organizing against corporate-military collaborations on AI, how can the ethics and incentives of military, corporate, and academic research be more closely aligned on AI and lethal autonomous weapons? [read post]
16 Jul 2018, 6:44 am
The company does not participate in a public private partnership, by investing funds in a joint venture with the government. [read post]
16 Jul 2018, 6:44 am
The company does not participate in a public private partnership, by investing funds in a joint venture with the government. [read post]
10 Jul 2017, 10:15 am
According to his FINRA BrokerCheck Report, Gregg Templeton was registered with Aegis Capital Corporation in New York from 01/28/2016 – 03/04/2016. [read post]
24 Jul 2016, 5:19 pm
The WaPo event was co-sponsored by Oppenheimer Funds, while Microsoft and Diageo chipped in to the Politico event. [read post]
17 May 2016, 4:24 am
These investors are primarily funds that focus largely on growth-stage, buyout and platform funding transactions. [read post]
2 Apr 2016, 11:35 am
Much of these funds will be used for asbestos abatement. [read post]
31 Oct 2015, 7:12 pm
Were it not for the (given its non-profit nature) astonishing club funds of estimated 1.2 billion Euro and the fact that the choice of incorporation in Switzerland has (pardon!) [read post]
