Search for: "AIG Financial Advisors Inc."
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31 Jul 2020, 10:00 am
The post VALIC Financial Advisors Inc., An AIG Subsidiary, Fined $20 Million For Misleading Florida Teachers appeared first on Securities Arbitration Lawyers Blog. [read post]
31 Jul 2020, 12:35 pm
The post VALIC Financial Advisors Inc., Subsidiary of AIG, To Pay $20 Million Settlement For Sales Of Investments With Undisclosed Costs appeared first on Securities Arbitration Lawyers Blog. [read post]
17 Feb 2021, 9:22 am
In January 2021, VALIC Financial Advisors, Inc. entered into a settlement with the Financial Industry Regulatory Authority (FINRA) for misconduct related to improper recommendations of variable annuities, in violation of FINRA Rules. [read post]
2 Oct 2008, 10:56 pm
AIG Advisor Group is made up of FSC Securities Corp, AIG Financial Advisors Inc., and Royal Alliance Associates Inc. [read post]
29 Sep 2008, 1:12 pm
If you are an AIG structured settlement recipient, agent or professional advisor, who can you trust for information and financial advice about AIG? [read post]
29 Nov 2016, 8:41 am
FINRA hit Valic Financial Advisors (VFA) with a whopping $1.75 million fine for a several conflicts of interest having to do with the way it compensated brokers selling annuities. [read post]
1 Sep 2011, 12:44 pm
Eccleston Law has filed its second securities arbitration claim against against Manitowoc, Wisconsin-based broker James Albright, Jr. and Sagepoint Financial, Inc. f/k/a AIG Financial Adviserson behalf of nine (9) investors who suffered losses in various unsuitable investments recommended by James Albright. [read post]
9 Nov 2008, 3:00 pm
"CORRECTION: Apparently, these folks were "independent financial advisors," not AIG execs. [read post]
17 Oct 2006, 6:42 pm
"To assist injury victims, claimants and attorneys in resolving their legal financial claims, and to advocate the injury victim's right to choose settlement planning advisors and financial and guarantee providers. [read post]
4 May 2012, 1:06 pm
Forethought Financial Group, a privately-owned Houston based firm, is bringing more annuities business to Texas with its purchase of The Hartford Financial Services Group Inc. [read post]
9 Dec 2019, 5:34 pm
From November 2011 until March 2017 Almeida was registered with MSI Financial Services, Inc. [read post]
23 Jan 2018, 7:14 am
Lott has been in the securities industry for over 30 years and was previously registered with Copeland Equities Inc., Sunamerica Securities, Inc., AIG Financial Advisors, Inc., LPL Financial LLC, and Girard Securities, Inc. [read post]
12 Jan 2010, 6:35 am
Such costs include those attributed to the bailout of the auto industry and American International Group Inc. [read post]
8 Jan 2019, 7:32 am
David Volpe also was registered with AIG Financial Advisors, Inc in Phoenix, Arizona from October 31, 2005 until December 31, 2008, and with Sun America Securities, Inc. in Phoenix from March 4, 1996 until October 31, 2005, FINRA states. [read post]
28 Apr 2022, 8:28 am
AIG Capital Services, Inc. [read post]
27 Apr 2015, 6:28 am
From October 2005 until October 2008, Vitucci was registered with AIG Financial Advisors, Inc. [read post]
4 Apr 2012, 3:38 pm
Other settlements that are expected to top $100 million include Lehman Brothers Holdings Inc; Motorola Solutions Inc.; National City Corp., a bank now owned by PNC Financial Services Group Inc.; and Apollo Group Inc., a for-profit education company. [read post]
1 Jun 2022, 9:16 am
Anthony DiDonna Equitable Advisors, LLC Travis Eiland HD Vest Insurance Services HD Vest Investment Services Jeremy Fortner Wells Fargo Clearing Services, LLC JP Morgan Chase Securities, LLC Marc Korsch Arkadios Capital Centaurus Financial, Inc. [read post]
22 Oct 2010, 3:27 am
Group, Inc., 998 A2d 280 [Del 2010]). [read post]
21 Sep 2011, 3:06 am
Group, Inc., 998 A2d 280 [Del 2010]). [read post]
