Search for: "ALLIANCE RISK MANAGEMENT, LLC" Results 21 - 40 of 160
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10 Sep 2020, 3:00 am by Greg Lambert and Marlene Gebauer
We got David Kamien from Mind Alliance that’s joining us and we go deep and we go geeky on some data this week. [read post]
3 Apr 2018, 6:39 am
Posted by Shirley Westcott, Alliance Advisors, on Tuesday, April 3, 2018 Editor's Note: Shirley Westcott is a Senior Vice President at Alliance Advisors LLC. [read post]
27 Oct 2017, 6:24 am by Doug Cornelius
Driscoll was named as OCIE’s first Chief Risk and Strategy Officer in March 2016 after previously serving as OCIE’s Managing Executive from February 2013 through February 2016. [read post]
13 May 2011, 11:27 am by Tomassi Law Associates
We work together with creditors and investors to overcome these issues and ensure that possible risks for the management, partners and lenders are minimized. [read post]
20 Nov 2020, 6:00 am
Turner, Alliance Of Concerned Investors, on Tuesday, November 17, 2020 Tags: Accounting, Accounting standards, Audits, Disclosure, FASB, Financial reporting, Investor protection, Securities regulation, Transparency Greenwashing Posted by Hao Liang (Singapore Management University), Lin Sun (Fudan University), and Melvyn Teo (Singapore Management University), on Tuesday, November 17, 2020 Tags: Asset… [read post]
25 Apr 2014, 6:30 am by Adam Weinstein
The other ther firms included Ameriprise Financial Inc., Lincoln National, Commonwealth Financial Network, Royal Alliance Associates, and Securities America. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
26 Jul 2011, 1:24 pm
Wilkins, Business Manager, Director Food Safety Services, Agrinetix, LLC. [read post]
11 Nov 2014, 8:45 am by D. Daxton White
The claim further alleges that VSR Financial unsuitably invested the clients in the following alternative and high risk investments (among others): Alliance Petroleum Corp 2005 C ArciTerra Strategic Retail Echelon ArciTerra Whitefish Opportunity Fund, LLC Atlas America Public #18 – 2008-A Ltd Atlas America Series #21-A Ltd Atlas America Series #22 – 2002 Ltd Black Diamond Energy Partners 2004 – B, Ltd. [read post]
12 Dec 2019, 2:40 pm by Cynthia Marcotte Stamer
Stamer has continuously worked with these and other management clients to design, implement, document, administer and defend hiring, performance management, compensation, promotion, demotion, discipline, reduction in force and other workforce, employee benefit, insurance and risk management, health and safety, and other programs, products and solutions, and practices; establish and administer compliance and risk management policies;… [read post]
21 Sep 2022, 6:26 pm by Cynthia Marcotte Stamer
Stamer’s legal and management consulting work throughout her nearly 35+ year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
9 Aug 2013, 11:27 am by Dan Harris
The following is a guest post from Bob Rice of Trans-Pacific Management Partners LLC. [read post]
20 Jan 2016, 9:37 am
At all relevant times, defendant Kenneth Nassif, a Virginia resident, served as the Managing Director of Alliance.Plaintiff commenced his employment with Alliance in April 2014. [read post]
6 May 2014, 8:42 am by WIMS
Appeals Court Environmental Decisions   <> Monroe Energy, LLC v. [read post]
3 Aug 2018, 6:49 am by Staff Attorney
However, the benefits of variable annuities are often outweighed by the terms of the contract that include exorbitant expenses such as surrender charges, mortality and expense charges, management fees, market-related risks, and rider costs. [read post]