Search for: "ALLIANCE RISK MANAGEMENT, LLC"
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3 Aug 2018, 6:49 am
However, the benefits of variable annuities are often outweighed by the terms of the contract that include exorbitant expenses such as surrender charges, mortality and expense charges, management fees, market-related risks, and rider costs. [read post]
11 Jul 2018, 9:28 pm
Relying on the existing baseline of a fully-operational plant in accordance with North Coast Rivers Alliance v. [read post]
12 Apr 2018, 7:42 pm
Enforcement Risks Merit Heightened Restaurant Compliance Confirming and maintaining appropriate wage and hour compliance and risk management is particularly imperative because of the WHD’s ongoing targeted enforcement efforts against industry employers. [read post]
6 Apr 2018, 6:08 am
Fontaine, Corporate Risk Holdings LLC, and John Reed Stark, John Reed Stark Consulting LLC, on Saturday, March 31, 2018 Tags: Boards of Directors, Cybersecurity, Disclosure, Financial reporting, Risk, Risk management, Risk oversight, SEC, SEC enforcement, Securities enforcement, Securities regulation Do Director Networks Improve Managerial Learning from Stock Prices? [read post]
3 Apr 2018, 6:39 am
Posted by Shirley Westcott, Alliance Advisors, on Tuesday, April 3, 2018 Editor's Note: Shirley Westcott is a Senior Vice President at Alliance Advisors LLC. [read post]
27 Jan 2018, 12:00 am
They’re the people that deal with Schwab, and their advisor, Alliance. [read post]
27 Oct 2017, 6:24 am
Driscoll was named as OCIE’s first Chief Risk and Strategy Officer in March 2016 after previously serving as OCIE’s Managing Executive from February 2013 through February 2016. [read post]
25 Jul 2017, 1:40 pm
District Court for the District of Columbia applied the Lone Steer standard to an OFCCP compliance evaluation dispute in its November 2011 decision in United Space Alliance, LLC v. [read post]
29 Mar 2017, 5:09 am
Under the 1975 Securities Acts Amendments, large money-management institutions were required to report their portfolio holdings on a quarterly basis to the Securities and Exchange Commission. [read post]
24 Feb 2017, 8:15 am
Your healthcare provider can explain the benefits and risks of each treatment. [read post]
23 Dec 2016, 1:00 am
Department of the Treasury, on Friday, December 16, 2016 Tags: Accounting, Cybersecurity, Financial institutions, Financial regulation, Financial technology, Global Settlement, International governance, PCAOB, Risk management, Risk oversight, Systemic risk EU Proposed Intermediate Holding Company Requirements for Non-EU Banks and Broker-Dealers Posted by Derek M. [read post]
5 Dec 2016, 3:40 pm
Mission Bay Alliance, et al. v. [read post]
8 Sep 2016, 7:40 am
(Duke) and its wholly owned subsidiaries Duke Energy Carolinas LLC (Duke Carolinas), Duke Energy Progress LLC (Duke Progress) and Energy Progress Inc. [read post]
David M. McLain to Speak at the CLM Claims College - School of Construction - Scholarships Available
23 Jul 2016, 12:59 pm
As a result of the experience gained by defending some of Colorado’s largest construction defect lawsuits, developers, general contractors, and subcontractors seek me out to consult on risk avoidance and risk management strategies. [read post]
David M. McLain to Speak at the CLM Claims College - School of Construction - Scholarships Available
23 Jul 2016, 12:59 pm
As a result of the experience gained by defending some of Colorado’s largest construction defect lawsuits, developers, general contractors, and subcontractors seek me out to consult on risk avoidance and risk management strategies. [read post]
25 Mar 2016, 6:00 am
Davy, Sullivan & Cromwell LLP, on Sunday, March 20, 2016 Tags: Banks, Bitcoin, BSA/AML, Compliance & ethics, Corporate crime, Cybersecurity, Director liability, DOJ, Financial institutions, Financial Regulation, Foreign banks, Misconduct, Risk management, Treasury Department Single-Counterparty Credit Limits Rule Posted by Dan Ryan, PricewaterhouseCoopers LLP, on Monday, March 21, 2016 Tags: Banks, Basel Committee, Capital requirements, Credit exposure, Credit… [read post]
20 Jan 2016, 9:37 am
At all relevant times, defendant Kenneth Nassif, a Virginia resident, served as the Managing Director of Alliance.Plaintiff commenced his employment with Alliance in April 2014. [read post]
18 Jan 2016, 2:05 pm
What Are the Risks to the Investor? [read post]
7 Jan 2016, 8:58 am
From June 2013, through February 2014, Riordan was associated with Portfolio Advisors Alliance, Inc. [read post]
28 Sep 2015, 2:10 pm
With plaintiff’s and their attorneys increasingly are adding executives to the list of defendants named in their FLSA collective action claims, management should view appropriate FLSA compliance and risk management as critical to manage their own as well as their business’ liabilities. [read post]
