Search for: "ASSET MANAGEMENT SPECIALISTS LLC"
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18 Jan 2018, 12:32 pm
Taylor Valentine, IncNow Incorporation Specialist I recently attended an LLC seminar sponsored by the National Business Institute in Wilmington, DE. [read post]
8 Dec 2016, 12:07 pm
PIMCO Settles Charges of Misleading Investors About ETF PerformanceInvestment management firm Pacific Investment Management Company (PIMCO) agreed to retain an independent compliance consultant and pay nearly $20 million to settle charges that it misled investors about the performance of one its first actively managed exchange-traded funds (ETFs) and failed to accurately value certain fund securities.SEC Charges Asset Management Fund and ManagerThe SEC… [read post]
10 Aug 2023, 3:00 pm
This article aims to guide you through the process, offering clear, practical advice on how to fairly and effectively manage this often complex task. [read post]
26 Aug 2019, 3:44 am
There are nine factors the courts consider when deciding whether a partnership exists and they include (1) sharing of profits, (2) sharing of losses, (3) ownership of partnership assets, (4) joint management and control, (5) joint liability to creditors, (6) intention of the parties, (7) compensation, (8) contribution of capital, and (9) loans to the organization. [read post]
31 Jan 2014, 5:20 am
Panel II: Private Fund Adviser Topics Speakers: Ashish Ward, Exam Manager, National Exam Program, Los Angeles Regional Office Alpa Patel, Senior Counsel, Division of Investment Management Igor Rozenblit, Specialist, Division of Enforcement, Asset Management Unit James Capezzuto, General Counsel & Chief Compliance Officer, Cornerstone Capital Management LLC Barbara Burns, Chief Compliance Officer, AEA Investors SBF LLC Key… [read post]
25 Oct 2009, 5:01 am
Nevada, Inc., LVI Environmental of Nevada, Inc., Marnell Masonry, Inc., Mechanical Insulation Specialists, Midwest Drywall Co., Inc., Midwest Pro Painting, Inc., Modernfold of Nevada, LLC, Paramount Management Enterprises, Southern Nevada Paving, Inc., Universal Piping, Inc., W&W Steel LLC of Nevada, and West Edna & Associates.netDockets has made a complimentary copy of the notice of appeal available on JDSupra.About netDockets:With over 1.4… [read post]
23 May 2023, 6:50 am
Understanding the details of the foreign qualification process is a vital aspect of managing a growing business. [read post]
26 Apr 2019, 7:16 am
Call Mevorah Law Offices LLC at 630-932-9100 for a free initial consultation. [read post]
6 Mar 2007, 5:03 pm
Specializing in gathering and analyzing information, Verasys provides a wide range of international risk mitigation consulting services including litigation support, asset searches, financial and computer forensics, due diligence, security assessments and crisis management. [read post]
5 May 2011, 2:58 pm
Millie Tiffany is the owner of Paralegal Specialists, LLC. [read post]
3 Feb 2010, 6:37 pm
As of the bankruptcy filing, Spheris had outstanding obligations of $75.6 million on its senior credit facility (Ableco Finance LLC is the collateral agent and Cratos Capital Management, LLC is the administrative agent for the lenders). [read post]
24 Feb 2014, 4:30 am
They referred him to asset protection specialist [lawyer] in the firm’s Miami, Fla., office, alleges now-former client James Greiff in a recent malpractice suit, and, following [lawyer]‘s advice, he transferred some $6 million in assets to his wife via a postnuptial agreement. [read post]
6 Feb 2014, 7:35 am
In January, 2009, Wife was wooed by Wachovia Securities, LLC to serve as a client financial advisor and a managing director of investments. [read post]
29 Dec 2020, 8:12 am
At Cetera, these DRR agents managed over $80B in customer assets from more than 47,000 client accounts by the first part of 2018. [read post]
12 Jun 2023, 2:08 pm
Based in El Segundo, California, Cetera Advisor Networks, LLC (CRD #13572), has a staff of 2,519 advisors and $50 billion in assets under management. [read post]
7 Jan 2016, 2:09 pm
The suit claims that Zhong and her company EB5 Asset Manager LLC obtained the money through fraudulent promises to Chinese investors of U.S. visa acquisition via the federal EB-5 program. [read post]
27 Dec 2010, 6:40 am
Marshals manage and dispose of all assets seized for forfeiture by utilizing successful procedures employed by the private sector. [read post]
24 Jan 2022, 11:03 am
[vi] Specifically, the court addressed coverage for a shareholder action against Calamos Asset Management, Inc. [read post]
22 Jun 2011, 11:53 am
Morgan Securities LLC will pay $153.6 million to settle charges that it misled investors in a complex mortgage securities transaction. [read post]
4 Jun 2015, 11:30 am
Stone was Managing Director and head of the Mortgage and Asset-Backed Group at Prudential Bache. [read post]
