Search for: "AXA EQUITABLE LIFE INSURANCE COMPANY" Results 1 - 20 of 31
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22 Apr 2024, 1:15 pm by Silver Law Group
LPL Financial LLC Wells Fargo Clearing Services, LLC Chun Elmejjad Equitable Advisors, LLC AXA Advisors, LLC Jonathan Gervaise Jackson National Life Distributors LLC Pruco Securities, LLC Jonathan Long Cambridge Investment Research, Inc. [read post]
9 Aug 2023, 10:26 am by Kevin LaCroix
As far as D&O insurer concerns about possible increased litigation frequency or opening floodgates in this area, adding officers as potential defendants in these types of claims may have a significant impact on insurers’ defense expense exposure. [read post]
8 Jul 2020, 7:20 am by Silver Law Group
(CRD# 4031), 1717 Capital Management Company (CRD# 4082), AXA Advisors, LLC (CRD# 6627), and The Equitable Life Assurance Society of the United States (CRD# 1039). [read post]
3 May 2019, 8:51 am by Renae Lloyd
AXA Advisors LLC Fined for Reportedly Misrepresenting Junk Bonds According to the Financial Industry Regulatory Authority (FINRA), the broker-dealer unit of AXA Equitable Life Insurance Co. agreed to pay a $600,000 fine and repay $172,000 to 401(k) retirement plan participants for marketing some junk bond funds as investment-grade. [read post]
19 Aug 2016, 12:44 pm
Last year, regulators reached multiple multi-million dollar settlements with Jackson National Life Insurance Co., AXA Equitable Life Insurance Co. of America, Pacific Life Insurance Co., and Allianz Life Insurance Co. of North America. [read post]
28 May 2014, 5:49 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) recently sanctioned MML Investors Services, LLC (MML Investors a/k/a MassMutual Life Insurance Company) broker Monte Miron (Miron) concerning allegations that Miron made unauthorized trades in client accounts and that the broker failed to disclose certain tax liens on his Form U4 in a timely manner. [read post]
20 Mar 2014, 9:54 am by D. Daxton White
A variable annuity is an insurance contract in which, at the end of the accumulation stage, the insurance company guarantees a minimum payment. [read post]
12 Sep 2013, 8:09 am by D. Daxton White
According to a recent Investment News report, the following firms are the top participating issuers of annuities:  MetLife, Prudential Financial, Jackson National, TIAA-CREF, Lincoln Financial Group, SunAmerica/VALIC, Nationwide, AXA Equitable, Ameriprise Financial, AEGON/Transamerica, Allianze Life, Pacific Life, Sun Life Financial, Protective, and New York Life. [read post]
15 May 2012, 7:59 am by Hugh Berkson
If you bought a variable life insurance policy from any of these companies (or others) and are wondering whether there may be trouble ahead, we can review your policy and answer those questions at no charge: Hartford; American General; AXA Equitable; Lincoln Financial; MassMutual; John Hancock; Northwestern Mutual; ING; Metropolitan Life (MetLife); New York Life (NYLIAC); Prudential; Sun Life; AIG; Protective Life;… [read post]
6 May 2012, 7:41 am by Jay Salamon
If you bought a variable life insurance policy from any of these companies (or others) and are wondering whether there may be trouble ahead, we can review your policy and answer those questions at no charge: Hartford; American General; AXA Equitable; Lincoln Financial; MassMutual; John Hancock; Northwestern Mutual; ING; Metropolitan Life (MetLife); New York Life (NYLIAC); Prudential; Sun Life; AIG; Protective Life;… [read post]
3 Mar 2012, 4:54 am by Gregory Dell
Disability Blog & Cases: Medical Doctor suffering from disabling chronic conditions sues AXA Equitable for wrongful denial of disability benefits A Montana disability lawyer recently filed a federal lawsuit against the AXA Equitable Life Insurance Company (AXA). [read post]
17 Jan 2012, 7:11 am
    A number of large insurance companies, such as AXA Equitable, Nationwide, Thrivent, ING Financial, American Family, Prudential, and Jackson Life, market immediate annuity products as a way to turn retirement assets into regular periodic or monthly payments, either for the rest of the investor’s life, or for a specified period of time. [read post]
16 Jan 2012, 9:00 pm
    A number of large insurance companies, such as AXA Equitable, Nationwide, Thrivent, ING Financial, American Family, Prudential, and Jackson Life, market immediate annuity products as a way to turn retirement assets into regular periodic or monthly payments, either for the rest of the investor’s life, or for a specified period of time. [read post]
16 Jan 2012, 9:00 pm
    A number of large insurance companies, such as AXA Equitable, Nationwide, Thrivent, ING Financial, American Family, Prudential, and Jackson Life, market immediate annuity products as a way to turn retirement assets into regular periodic or monthly payments, either for the rest of the investor’s life, or for a specified period of time. [read post]