Search for: "Accredited Investor Resources, LLC."
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31 Aug 2020, 7:09 am
The SEC also indicated that limited liability companies (“LLC”) meeting the $5 million asset test are accredited investors, and that their managers were considered executive officers. [read post]
25 Oct 2017, 10:18 am
Investors in Atlas Resources 28-2010 L.P. [read post]
9 Feb 2007, 8:40 am
Massachusetts charges Bulldog Investors, Investment News, January 31, 2007 Secretary Galvin Charges Phillip Goldstein and Bulldog Investors for unregistered securities offering, Securities Division, January 31, 2007 Related Web Resource: Goldstein v. [read post]
10 Mar 2010, 10:13 am
The SEC contends that the defendant did not seek accreditation status from Delphi Investment Group investors. [read post]
5 Nov 2021, 2:08 pm
The lawsuit alleges state officials unlawfully destroyed more than $1 billion of the hemp crop belonging to Apothio LLC in 2019. [read post]
20 Nov 2022, 2:09 pm
They are supposed to only be sold to “accredited investors”, are speculative, illiquid, and opaque when compared to publicly traded securities. [read post]
28 Mar 2017, 7:00 am
Domestic hedge funds are typically organized as Delaware limited partnerships with the fund manager as the general partner (usually an LLC) and the investors as the limited partners. [read post]
27 Aug 2020, 3:03 am
The SEC’s amendments to the definition of “qualified institutional buyer” broaden it by including LLCs, RBICs and any institutional accredited investor not already listed in Rule 144A when they meet the existing threshold of $100 million in securities owned and invested. [read post]
7 Apr 2020, 11:49 am
In many cases, the investors in preferred equity will require representation on the board of directors for an SMB organized as a corporation or the board of managers for an SMB organized as an LLC. [read post]
30 Jun 2023, 12:04 pm
In some cases, it can involve the creation of a separate business entity, such as an LLC. [read post]
29 Jan 2020, 4:55 am
A new accredited investor standard has been proposed but is not likely to significantly expand the pool of potential accredited investors and thus capital available for investment. [read post]
17 Oct 2013, 6:39 pm
In this month’s Law360 column, we again revisited an industry that has garnered quite a bit of investor attention, the urgent care industry. [read post]
12 Feb 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, February 10, 2016 Tags: Accredited investors, Board composition, Boards of Directors, Crowdfunding, Disclosure, Diversity, Dodd-Frank Act, Engagement, Investor protection, JOBS Act, Liquidity, Proxy access, SEC enforcement, SEC rulemaking, Securities enforcement, Securities Regulation, Shareholder activism, Shareholder rights Activist Settlements and Heightened Scrutiny—Ebix Posted by Robert C. [read post]
12 Feb 2016, 6:03 am
Securities & Exchange Commission, on Wednesday, February 10, 2016 Tags: Accredited investors, Board composition, Boards of Directors, Crowdfunding, Disclosure, Diversity, Dodd-Frank Act, Engagement, Investor protection, JOBS Act, Liquidity, Proxy access, SEC enforcement, SEC rulemaking, Securities enforcement, Securities Regulation, Shareholder activism, Shareholder rights Activist Settlements and Heightened Scrutiny—Ebix Posted by Robert C. [read post]
26 Sep 2013, 4:51 am
The public's confusion appears to stem from the mass media's misuse of the term "crowdfunding" to describe everything from crowd-sourcing (for non-profit purposes) to advertising for accredited investors under new Rule 506(c). [read post]
16 Mar 2018, 2:00 pm
Little River Holdings (Little River Band of Ottawa Indians) Little River Holdings LLC, a wholly owned enterprise of the Little River Band of Ottawa Indians, is accepting proposals from consultants to facilitate a development project. [read post]
18 Nov 2010, 4:50 am
Chris is a LEED Accredited Professional and green building authority who frequently speaks to groups and associations and is quoted in the press regarding these issues. [read post]
28 Jan 2020, 9:58 pm
Accordingly, Coix filed the Coix Health, LLC v. [read post]
1 Jan 2020, 10:35 am
Petersburg For Failing To Provide PHI Access; A $10,000 Settlement Payment From A Dental Practice For Wrongful Social Media Disclosures Of PHI; – A $2.15 Million Civil Money Penalty From Jackson Health System for Systemic HIPAA Violations A $3 Million Settlement Payment From University of Rochester Medical Center For Failing To Encrypt Laptops A $1.6 Million Civil Money Penalty From Texas Health and Human Services Commission For Long-Standing and Wide… [read post]
12 Dec 2017, 4:36 pm
According to the SEC’s order, before any tokens were delivered to investors, Munchee refunded investor proceeds after the SEC intervened. [read post]
