Search for: "AdVantage Industries, LLC" Results 21 - 40 of 944
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17 Jul 2011, 8:26 am by Larry Ribstein
  In other words, Hausermann’s study arguably suggests the legal services industry is failing small firms. [read post]
14 Oct 2015, 2:09 pm by Lax & Neville LLP
On October 13, 2015, the Financial Industry Regulatory Authority (“FINRA”) announced that Santander Securities LLC (“Santander Securities”) has to pay approximately $6.4 million in fines for supervisory related violations surrounding the sale of Puerto Rican Municipal Bonds (“PRMBs”) to Puerto Rican customers. [read post]
17 Sep 2012, 11:05 am
Filed:  August 3, 2012Opinion by Judge Ellen Lipton HollanderHeld:  State law claims related to an employment agreement's confidentiality and non-soliciation provisions in the transportation industry are not preempted by the Interstate Commerce Commission Termination Act ("ICCTA") because the Act's preemption provision was created to ensure that the States would not undo federal deregulation with regulation of their own.Facts:  Cowan Systems,… [read post]
1 Jul 2010, 6:15 am by Steven Peck
There's no secret that business entities, LLC's and corporations have the ability to provide tax advantages. [read post]
8 Apr 2009, 7:09 am
4structures.com, LLC continues to dominate the unique visitors to structured settlement industry websites, according to an anlaysis of  Compete.com data for March   2009. [read post]
16 Mar 2018, 3:42 pm
’ The UCL reflects the Legislature’s intent to discourage business practices that confer unfair advantages in the marketplace to the detriment of both consumers and law-abiding competitors. [read post]
21 Feb 2011, 12:12 am by Randall Reese
., Bank of Montreal, and The Prudential Insurance Company of America jointly filed involuntary chapter 11 bankruptcy petitions against Conex International, LLC and Advantage Blasting & Coating, Inc. in Delaware on Sunday. [read post]
9 Sep 2020, 6:06 am by Silver Law Group
Hoffman) (CRD# 3193754) has been barred from the securities industry following his failure to provide documents and information in a Financial Industry Regulatory Authority (FINRA) investigation into his suspension from employment for violation of company policies. [read post]
4 Apr 2012, 7:05 am
First Republic Securities Company, LLC ("First Republic") was ordered to pay Zeigon $870,000 for losses in collateralized bond obligations and the TW Tax Advantaged Fund LP. [read post]
14 Oct 2009, 10:00 am
PA Austin LLC, an affiliate of Parts Authority, will acquire the 7,350-square-foot facility it currently leases in Rego Park. [read post]
7 Feb 2023, 7:00 am by Zamansky LLC
As a result, you are not giving anything up by taking advantage of the benefits of arbitration. [read post]
17 May 2023, 11:30 am by The White Law Group
The White Law Group reviews the regulatory history of MML Investors Services LLC. [read post]
18 Feb 2021, 5:14 am
Operator Of Highrise Advantage, LLC Indicted For Over $57 Million In Investment Fraud (DOJ Release)The Long Strange Trip of Rubin v. [read post]
3 Jan 2017, 6:02 am
In an age when competitive advantage is often tied to differentiation or industry disruption, many organizations focus on providing a unique value proposition to shareholders through their business strategy. [read post]
5 Jul 2010, 4:00 am by Peter A. Mahler
"   Unlike in Kuroda, the ex-officers in Strix were not accused of using confidential company information for their own competitive advantage. [read post]
14 Jun 2019, 9:16 am by Astarita
The Securities and Exchange Commission today announced that Industrial and Commercial Bank of China Financial Services LLC (ICBCFS), a wholly-owned subsidiary of Industrial and Commercial Bank of China Limited, will pay more than $42 million to settle charges for improper handling of “pre-released” American Depositary Receipts (ADRs). [read post]
3 Aug 2018, 7:45 am by Renae Lloyd
Despite the enforcement actions, the company allegedly continued taking advantage of pensioners and veterans as recently as 2018. [read post]