Search for: "Aegis Capital Corporation"
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27 Sep 2017, 8:21 am
(Hats off to Randi Morrison of the Society for Corporate Governance for bringing this to our attention.) [read post]
27 Sep 2017, 8:21 am
(Hats off to Randi Morrison of the Society for Corporate Governance for bringing this to our attention.) [read post]
24 Jul 2017, 2:34 pm
He is currently registered and employed at Aegis Capital since February 2010. [read post]
10 Jul 2017, 10:15 am
According to his FINRA BrokerCheck Report, Gregg Templeton was registered with Aegis Capital Corporation in New York from 01/28/2016 – 03/04/2016. [read post]
20 Jun 2017, 7:31 am
Aegis Capital Corporation was founded in 1984 and is based in New York, New York. [read post]
23 Aug 2016, 4:00 am
On the corporate end, it’s a different story. [read post]
24 Jul 2016, 5:19 pm
In addition to media sponsorship, these sorts of events have corporate partners that use them as a way to get some very targeted advertising done. [read post]
5 Jul 2016, 9:20 am
Under the aegis of Art. 49 seqq. [read post]
17 May 2016, 4:24 am
Caltius Capital Management — Founded in 1997, Caltius provides junior capital to small- and medium-sized companies in a wide range of industries, including healthcare. [read post]
15 May 2016, 9:30 pm
The two former Brains Trusters had recently discussed the subject on a train ride to the capital. [read post]
19 Feb 2016, 11:57 am
Aegis Defense Services, LLC, 976 F. [read post]
31 Oct 2015, 7:12 pm
It took the collapse of an eight-storyed factory hall and the death of more than 1000 workers near the capital Dhaka in April 2013 for the inhuman working conditions in Bangladesh’s garment industry to come under the scrutiny of international public opinion. [read post]
12 Aug 2015, 8:42 am
From the Desk of Jim Eccleston at Eccleston Law LLC: New York-based Aegis Capital Corporation has been fined $950,000 by the Financial Industry Regulatory Authority over allegations of improper sales of unregistered penny stock and anti-money laundering supervisory lapses.FINRA asserts that, from April 2009 to June 2011, Aegis liquated 3.9 billion shares of penny stocks which were not registered with the SEC. [read post]
2 Jul 2015, 9:05 am
As a financial advisor with Aegis Capital Corporation, Segal allegedly stole funds while telling clients that he was investing the money in Certificates of Deposit. [read post]
6 Jan 2015, 7:10 am
The Financial Industry Regulatory Authority (FINRA) recently barred former Aegis Capital Corp. [read post]
14 Dec 2014, 11:04 am
The Financial Industry Regulatory Authority (FINRA) recently barred former Aegis Capital Corp. [read post]
20 May 2014, 1:43 pm
These essential attributes of corporateness, they say, preclude shareholders from exercising their religion under the aegis of the corporate form. [read post]
26 Nov 2013, 6:00 am
In November 2011, Barina became registered with Aegis Capital Corp. until May 2013. [read post]
15 Mar 2013, 9:51 am
Not so short but definitely personal, Katfriend Miri Frankel (Aegis Media Americas) has thus kindly provided an insight of her very own: gTLDs: I Can … or I Can’t When the Internet Corporation for Assigned Names and Numbers (ICANN) announced, as early as 2007 or 2008, plans to create a system for the registration of generic top level domain names (gTLDs), say .food or .movie, concern abounded. [read post]
29 Aug 2011, 3:49 am
A recent study by Melsa Ararat and George Dallas under the aegis of the International Finance Corporation (IFC) highlights some of the special issues affecting corporate governance in emerging markets. [read post]
