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7 Dec 2023, 1:19 pm
Smith alleges that a Trump “Campaign Employee” – also identified as Trump’s “agent” – sought to cause a riot to disrupt the centralized vote counting in Detroit on Nov. 4, 2020. [read post]
24 Oct 2008, 4:14 am
"There's a lot of kids that are going to be on the streets pretty soon," said Smith, who headed the sweep. [read post]
1 Mar 2010, 5:52 am
Plaintiff alleged that Smith Barney negotiated a contract for transfer agent services that subjected the Funds to excessive and misleadingly disclosed fees and that a portion of these excessive fees were essentially a kick back to a Smith Barney affiliate. [read post]
7 Jul 2015, 10:43 pm
NB David Smith will be running a workshop on agents regulations and obligations on 15 September 2015 in London >> find out more here. [read post]
13 Nov 2017, 1:14 pm
Brokerage firms are required to adequately supervise their agents to ensure they are complying with FINRA rules. [read post]
21 Jul 2014, 12:52 am
FARA requires that an agent register with the Department within ten days of meeting the statute’s triggers, and it further prohibits anyone from acting as an agent until the registration is complete. [read post]
30 Jul 2015, 3:40 am
Note that David Smith will be taking two workshops for our Easy Law Training service – for letting agents on regulation and agenets legal obligations, and his ever popular HMO Law & Practice workshop. [read post]
28 Nov 2007, 6:02 am
They also are naming co-agents who can serve as checks on each other, or naming a supervisor who has the power to fire an agent. [read post]
9 Nov 2023, 2:37 am
Smith. [read post]
22 Oct 2013, 12:55 pm
Bradley Smith answering the question: "The person that called the police doesn't want to press charges" The District Attorney from Orange County, NC, Jim Woodall, has taken a surprising stand in favor of enforcing the state's sports agent laws, something that puts Woodall in a very small group of prosecutors willing to bring criminal charges over violation of the laws. [read post]
9 Feb 2010, 1:06 pm
Brogan and Smith present a well-reasoned and highly readable exploration of how one becomes a trust agent. [read post]
7 Nov 2019, 7:12 am
” Our brokerage firm misconduct lawyers at Shepherd Smith Edwards and Kantas, LLP (SSEK Law Firm) are investigating claims of current and former customers of First Standard Financial Company and its brokers, including former licensed agents Philip Sparacino and Gabriel Block. [read post]
9 Apr 2017, 10:39 pm
This post first appeared on the Anthony Gold site here and is reproduced with permission from David Smith. [read post]
11 Dec 2017, 12:26 pm
Smith? [read post]
26 Aug 2013, 10:20 am
FBI special agent Douglas Brownback reported that Smith looked at the officer who was watching him walk down the street, then fled into the hospital's lobby. [read post]
23 Sep 2011, 4:38 pm
After six years of litigation in the securities class action case of In re Smith Barney Transfer Agent Litigation, Judge William H. [read post]
28 Sep 2007, 5:56 am
Torina Collis filed suit against the United States of America, the Federal Bureau of Investigation, FBI Special Agent Desiree Skinner Smith and Assistant United States Attorney Gina Simms seeking damages for allegedly false and malicious testimony about her provided by Smith to a grand jury, which resulted in her indictment. [read post]
4 Mar 2008, 7:29 am
The singer and keyboardist was 64 when he died this week at Stoke Mandeville Hospital in Buckinghamshire, his U.S. agent Margo Lewis told the BBC Friday. [read post]
20 Aug 2015, 1:30 am
The post Legal training for landlords and agents in the Southern Region appeared first on The Landlord Law Blog. [read post]
25 Feb 2015, 12:38 am
Agents may be interested in David Smiths workshop in September on consumer and other regulations affecting agents. [read post]
