Search for: "Alabama Securities Commission"
Results 41 - 60
of 547
Sort by Relevance
|
Sort by Date
20 Aug 2023, 6:45 am
The FCC’s Media Bureau issued an Order to Pay or to Show Cause against an Alabama FM station, initiating a proceeding to revoke the station’s license unless, within 60 days, it pays delinquent regulatory fees and associated interest, administrative costs, and penalties. owed to the Federal Communications Commission (Commission). [read post]
18 Aug 2023, 7:20 am
The arbitration claim, filed in July 2021, alleged unsuitability; negligent misrepresentation and suppression; breach of contract; controlling person liability and violation of the Alabama Securities Act. [read post]
10 Aug 2023, 2:11 am
Fifty-eight percent of likely Alabama voters want Sen. [read post]
1 Aug 2023, 4:27 pm
The United States Securities and Exchange Commission (“SEC”), for example, has focused on ESG by investigating and taking action against companies that tout business practices such as consideration of environmental sustainability, but fail, in practice, to live up to their claims. [read post]
28 Jul 2023, 4:00 am
Alabama – Alabama Lawmakers Refuse to Create a 2nd Majority-Black Congressional District National Public Radio – Jeff Amy and Kim Chandler (Associated Press) | Published: 7/21/2023 Alabama refused to create a second majority-Black congressional district, a move that could defy a recent order from the U.S. [read post]
21 Jul 2023, 4:00 am
From the States and Municipalities Alabama – Alabama Legislature Passes Redistricting Maps That Democrats Say Defy Court Order MSN – John Wagner and Maegan Vazquez (Washington Post) | Published: 7/19/2023 The Republican-led House and Senate in Alabama approved dueling congressional maps that would increase the percentage of Black voters in the state’s Second District but not by enough, Democrats argued, to comply with a federal court order… [read post]
7 Jul 2023, 4:00 am
Alabama – What Are the ‘Pork’ Handouts at the Center of a Birmingham Corruption Case? [read post]
4 Jul 2023, 10:27 am
The term “rogue prosecutor” was coined to refer to unethical, even criminal prosecutors who lie, cheat, and engage in every stripe of professional misconduct to secure criminal convictions. [read post]
30 Jun 2023, 3:28 pm
Sentencing Commission will consider questions relating to acquitted-conduct sentencing next year. [read post]
30 Jun 2023, 4:00 am
Alabama – Former Alabama Ethics Commission Director Says New Law Could Silence Whistleblowers MSN – Mike Cason (AL.com) | Published: 6/25/2023 The former executive director of the Alabama Ethics Commission said the loss of anonymity protection for people who file ethics complaints will result in fewer whistleblowers reporting what they believe are illegal acts. [read post]
29 Jun 2023, 9:15 pm
Platt found that tipsters represented by lawyers—especially experienced lawyers and those who previously worked at the Securities and Exchange Commission—outperformed most other tipsters. [read post]
29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
17 Jun 2023, 4:17 am
More than $16,000,000 in back wages has been secured for more than 13,000 workers. [read post]
9 Jun 2023, 4:00 am
Alabama – Legislature Passes Bill Opening Ethics Complaints to Respondents Alabama Political Reporter – Samuel Stettheimer | Published: 6/7/2023 The Alabama Legislature voted to require the state Ethics Commission to provide exculpatory evidence discovered during investigations to those accused of violating the ethics law. [read post]
8 Jun 2023, 9:05 pm
Securities and Exchange Commission’s proposed amendments to the “Names Rule. [read post]
18 May 2023, 8:01 am
The court also denied review to the state of Alabama in Hamm v. [read post]
14 May 2023, 4:30 am
The African Commission on Human and Peoples’ RightWilliams v. [read post]
13 Apr 2023, 1:32 pm
SA Stone Wealth Management (CRD# 18456) is a registered broker-dealer headquartered in Birmingham, Alabama. [read post]
11 Apr 2023, 6:24 am
Texas also extends its appreciation to Director Joe Borg, Alabama Securities Commission, for his relentless, quality efforts in effectuating the states’ most recent result for our investors. [read post]
31 Mar 2023, 11:25 am
The Securities and Exchange Commission today charged three executives of Mobile, Alabama-based shipbuilder, Austal USA LLC, for orchestrating a fraudulent revenue recognition scheme that allowed its parent company to meet or exceed analyst expectations…Read the Full Press Release Have a securities law question? [read post]
